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The BWS Advantage for Independent RIA's |
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- Registered
Investment Advisors may also be Registered Representatives.
As brokers they can set their own commission schedule obtaining
up to a 95% payout above transaction costs.
- Acting
as an RIA or a Independent Rep., they can charge fees on
assets managed as well as commissions on transactions executed.
- Registered
Investment Advisors are independent contractors - self employed
or employees of their own firms and have the opportunity
to build equity in their own business.
- Broker
WebStation allows Registered Investment Advisors to provide
Internet Service to their full service clients. Through
Broker WebStation, Registered Investment Advisors and their
clients have access to all investment products and financial
services offered by WallstreetE and its partners.
- Trades
placed through Broker WebStation will be processed by Wallstreet*E
and executed by U.S. Clearing - Division of Fleet Securities,
Inc. - A FleetBoston Financial Company.
- All
trades are cleared by and accounts are held in custody by
U.S. Clearing - Division of Fleet Securities, Inc. - A FleetBoston
Financial Company.
- Broker
WebStation may be "private labeled" empowering
the RIA with "Big Enterprise" capabilities. On
the internet, Registered Investment Advisor's customers
and prospects only see the RIA's name / logo.
- Registered
Investment Advisors have ongoing support from WallStreet*E's
HCRM (Human Customer Relationship Management) staff to help
them with all aspects of servicing their clients and managing
and growing their practice.
- For
additional info please call (800) 843-3340 Ext 421 or (305) 266-9133 ext 421 Ext 421 or email
us at f.otalvaro@brokerwebstation.com.
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Securities
offered through WallStreet*E, WallStreet Electronica Inc.,
Financial Industry Regulatory Authority (FINRA)
All accounts carried by Ridge Clearing & Outsourcing Solutions, Inc. ,
FINRA
© copyright 2007 All rights reserved |
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Registration
& Compliance
