Broker Dealer Services for Registered Investment Advisors

Registered Investment Advisors have a fee based advisory agreement with clients. Fees can also be hourly or a flat rate.

Registered Investment Advisors may also be registered as brokers. As brokers they can set their own commission schedule obtaining 100% payout above transaction costs.

Acting as brokers and Investment Advisors, they can charge fees on asset managed as well as commissions on transactions executed.

Registered Investment Advisors are independent contractors - self employed or employees of their own firms. In many states they are required to be registered and to hold a Series 65 license.

Registered Investment Advisors have the opportunity to build equity in their own business. Registered Investment Advisors are technology enabled with Broker WebStation. Broker WebStation enables Registered Investment Advisors with turnkey scalable trading and risk management solutions.

Broker WebStation allows Registered Investment Advisors to provide Internet Service to their full service clients. Through Broker WebStation, Registered Investment Advisors and their clients have access to all investment products and financial services offered by WallstreetE and its partners.

Trades placed by Broker WebStation will be processed through WallstreetE and executed by Ridge Clearing, a division of Broadridge Financial Solutions, Inc.

All trades are cleared by and accounts are held in custody by Ridge Clearing, a Division of Automatic Data Processsing, Inc.

Broker WebStation may be "private labeled" empowering Registered Investment Advisors with "Big Enterprise" capabilities. On the internet, Registered Investment Advisor's customers and prospects only see the RIA's name / logo.

Registered Investment Advisors have ongoing support from WallStreetE's HCRM (Human Customer Relationship Management) staff to help them with all aspects of servicing their clients and managing and growing their practice.