Broker Dealer Services for Registered Investment Advisors

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BWS for the Registered Investment Advisor

What are the advantages of becoming an independent Registered Investment Advisor using the BWS trading platforms?

Making the Transition

More and more investors are turning to fee based services for their investments as opposed to full commission brokers. This change reflects the rising trend of the retail business from a commission -based relationship to a fee-based relationship built on choice. This has created a new opportunity for investment professionals to utilize their existing expertise and client base to establish their own firms.

If you are interested in establishing yourself as an RIA, Broker WebStation, through WallStreet*E an independent broker dealer, is uniquely positioned to assist you with this transition. Our knowledge, experience and resources will provide you with the tools and services that you will need to succeed in this new venture.

For additional info please call 305-266-9133 ext 421 or email us at f.otalvaro@brokerwebstation.com.

Going independent does not have to mean doing it alone. See how our transition team can help make the process easier for you.

Establishing yourself as an RIA

Designing the road map that will guide your career towards the next level.

Registration & Compliance

Determining your requirements, state registration, Filing Form ADV.

RIA Overview

BWS Advantage

The Transition

Establishing yourself as a Registered Investment Advisor

Registration & Compliance

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