Broker/Dealer Services & Online Trading Solutions for Independent Registered Representatives

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Independent Registered Representatives

Independent Registered Representatives (Brokers) - Compensation: Commission Based (Transaction)
  • Independent Registered Representatives are independent contractors- self employed or employees of their own firms. Their licenses, (Series 7, 24), are held at WallStreetE.

  • Independent Registered Representatives have the opportunity to build equity in their own business.

  • Independent Registered Representatives can set their own commission schedule - obtaining 100% pay out above transaction cost.

  • Independent Registered Representatives may also be registered as Investment Advisors.

  • Acting as Brokers and Investment Advisors they may charge fees on asset managed as well as commissions on transactions executed.

  • Broker WebStation enables Independent Registered Representatives with turnkey scalable trading and risk management solutions to serve their on line as well as their full service clients.

  • Broker WebStation gives Independent Registered Representatives the opportunity to add value to their client relationships by making it possible for them to web enable their " online" as well as their "full service" clients.

  • Through Broker WebStation, Independent Registered Representatives and their clients have access to all investment products and financial services offered by WallStreetE and its partners.

  • All trades are cleared by and accounts are held in custody by Ridge Clearing, a division of Broadridge Financial Solutions, Inc.

  • Broker WebStation may be "private labeled" empowering Independent Registered Representatives with "Big Enterprise" capabilities. On the internet, Independent Registered Representative customers and prospects only see the Independent Registered Representatives name / logo.

  • Independent Registered Representatives have ongoing support from WallStreetE's HCRM (Human Customer Relationship Managemnet) staff to help them with all aspects of servicing their clients and managing and growing their practice.
For consultation on specific questions or to receive additional information, please email or call our Broker/Advisor Customer Support Team at (800) 843-3340 Ext 421 or (305) 266-9133 ext 421 Ext 421.
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