|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
 |
|
|
|
|
|
|
|
|
|
|
|
|
 |
|
|
|
|
|
|
|
 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
As
an Independent Registered Representative or RIA, Broker WebStation
powered by WallStreet*E's Broker Dealer services, we offer you
a combination of freedom and flexibility so that you can: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
- independently establish, manage and administer your own
business (without interference from us)
- recruit high-quality investment professionals who will
continually expand your business
- establish equity within your own firm, own your own client
base, and have the right to sell it
- work with any retail client that you choose
- determine what best suits your clients' needs
|
|
|
|
|
|
|
|
We
recognize that becoming an independent investment professional
requires careful consideration. As part of our team, we will
provide you with a "bridge" to freedom, resources,
flexibility and support that you will need to manage your independent
business. Your
success as a client, is our success as a broker dealer.
Among the tools & resources available to you through BWS
are: |
|
|
|
|
|
|
|
|
|
|
|
|
|
- back-office
support
- state
of the art technology
- transition
coordination
- technical
support staff
- compliance
and regulations and much more.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
- no
quotas
- no
geographical or market restrictions
- no
selling of proprietory products
- no
incentive pressures
|
|
|
|
|
|
|
|
 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
As
and Independent Broker or RIA you will always be: |
|
|
|
|
|
|
|
|
- assured commitment and financial strength
from the WallStreet*E
- entitled
to experienced support from the WSE associates and WSE
|
|
|
|
|
|
|
|
|
|
As
an independent registered rep. you already have the most important
asset…the trust and confidence of your clients who value
your expertise as an investment professional. Add to this a
combination of BWS turnkey technology with back office support
and you have a powerful formula for independence!
If you are a producing broker / registered rep. or RIA who possesses
a combination of leadership skills, discipline and entrepeneurial
drive then going independent should be your next move. With
our technology and broker dealer support services for investment
professionals, you can be assured of our commitment towards
the growth of your independent business. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
We
never forget the importance of a client and are uniquely aware
of the added value that you need to keep your clients satisfied.
To us it's simple, "Your success is our success!
|
|
|
 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Ask
Us 