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NTF Mutual Funds
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| Name | Cusip | Symbol | Load Type | NTF Status | Family Name | Open for new investors (Y/N) | Initial Minimum | Subsequent Minimum | IRA Miniumum |
| ABN AMRO BALANCED FUND CLASS N | 00078H364 | CHTAX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO BOND CLASS N | 00078H323 | CHTBX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO EUROPE EQUITY GROWTH CLASS N | 00078H752 | AAETZ | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO GROWTH CLASS N | 00078h380 | CHTIX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO HIGH YIELD BOND FUND | 00078H174 | AHBNX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO INTERNATIONAL EQUITY CLASS N | 00078H778 | RIEQX | NO LOAD | NTF | ABN AMRO | Y | $2,000.00 | $50.00 | $1,000.00 |
| ABN AMRO INVESTMENT GRADE BOND FUND | 00078H182 | ANVGX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO MID CAP CLASS N | 00078H315 | CHTTX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO MONTAG & CALDWELL BALANCED CLASS N | 00078H273 | MOBAX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO MONTAG & CALDWELL GROWTH CLASS N | 00078H299 | MCGFX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO MUNICIPAL BOND CLASS N | 00078H356 | CHTMX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO TAMRO LARGE CAP VALUE CLASS N | 00078H224 | ATLVX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO TAMRO SMALL CAP CLASS N | 00078H216 | ATASX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO VALUE CLASS N | 00078H844 | RVALX | NO LOAD | NTF | ABN AMRO | Y | $2,000.00 | $50.00 | $1,000.00 |
| ABN AMRO VEREDUS AGGRESSIVE GROWTH CLASS N | 00078H257 | VERDX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ABN AMRO VEREDUS SCI TECH CLASS N | 00078H232 | AVSTX | NO LOAD | NTF | ABN AMRO | Y | $2,500.00 | $50.00 | $500.00 |
| ACADIAN EMERGING MARKETS | 00758M162 | AEMGX | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| AIM BLUE CHIP INVESTOR CLASS | 001413277 | BCIVX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EUROPEAN GROWTH INVESTOR CLASS | 008882748 | EGINX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM HIGH YIELD INVESTOR CLASS | 00142C631 | HYINX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INCOME INVESTOR CLASS | 00142C623 | AIIVX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERMEDIATE GOVERNMENT INVESTOR CLASS | 00142C615 | AGIVX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP BASIC VALUE INVESTOR CLASS | 001413269 | LCINX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP GROWTH INVESTOR CLASS | 001413251 | LCGIX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MUNICIPAL BOND INVESTOR CLASS | 00142C581 | AMBIX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM REAL ESTATE INVESTOR CLASS | 00142C573 | REINX | NO LOAD | NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AMERICAN AADVANTAGE BALANCED PLANAHEAD | 02368A828 | AABPX | NO LOAD | NTF | AMERICAN AADVANTAGE | Y | $2,500.00 | $50.00 | $2,000.00 |
| AMERICAN AADVANTAGE HIGH YIELD BOND PLANAHEAD | 02368A455 | AHYPX | NO LOAD | NTF | AMERICAN AADVANTAGE | Y | $2,500.00 | $50.00 | $2,000.00 |
| AMERICAN AADVANTAGE INTERMEDIATE BOND PLANAHEAD | 02368A653 | AAPAX | NO LOAD | NTF | AMERICAN AADVANTAGE | Y | $2,500.00 | $50.00 | $2,000.00 |
| AMERICAN AADVANTAGE INTERNATIONAL EQUITY PLANAHEAD | 02368A794 | AAIPX | NO LOAD | NTF | AMERICAN AADVANTAGE | Y | $2,500.00 | $50.00 | $2,000.00 |
| AMERICAN AADVANTAGE LARGE CAP VALUE PLANAHEAD | 02368A810 | AAGPX | NO LOAD | NTF | AMERICAN AADVANTAGE | Y | $2,500.00 | $50.00 | $2,000.00 |
| AMERICAN AADVANTAGE S & P 500 INDEX PLANAHEAD | 02368A679 | AAFPX | NO LOAD | NTF | AMERICAN AADVANTAGE | Y | $2,500.00 | $50.00 | $2,000.00 |
| AMERICAN AADVANTAGE SHORT TERM BOND PLANAHEAD | 02368A786 | AALPX | NO LOAD | NTF | AMERICAN AADVANTAGE | Y | $2,500.00 | $50.00 | $2,000.00 |
| AMERICAN AADVANTAGE SMALL CAP VALUE PLANAHEAD | 02368A620 | AVPAX | NO LOAD | NTF | AMERICAN AADVANTAGE | Y | $2,500.00 | $50.00 | $2,000.00 |
| AMERICAN CENTURY BALANCED INVESTOR CLASS | 025083742 | TWBIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY DIVERSIFIED BOND INVESTOR CLASS | 024932402 | ADFIX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY EMERGING MARKETS INVESTOR CLASS | 025086885 | TWMIX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY EQUITY GROWTH INVESTOR CLASS | 02507M600 | BEQGX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY EQUITY INCOME INVESTOR CLASS | 025076100 | TWEIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY GINNIE MAE INVESTOR CLASS | 025081605 | BGNMX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY GLOBAL GOLD INVESTOR CLASS | 02507M105 | BGEIX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY GLOBAL GROWTH INVESTOR CLASS | 025086844 | TWGGX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY GOVERNMENT BOND INVESTOR CLASS | 025081308 | CPTNX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY GROWTH INVESTOR CLASS | 025083106 | TWCGX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY HERITAGE INVESTOR CLASS | 025083791 | TWHIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY HIGH YIELD BOND INVESTOR CLASS | 024932808 | ABHIX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY HIGH YIELD MUNICIPAL BOND INVESTOR CLASS | 024934804 | ABHYX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY INCOME & GROWTH INVESTOR CLASS | 02507M303 | BIGRX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY INFLATION ADJUSTED BOND INVESTOR CLASS | 025081704 | ACITX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY INTERNATIONAL BOND INVESTOR CLASS | 025082108 | BEGBX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY INTERNATIONAL GROWTH INVESTOR CLASS | 025086109 | TWIEX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY LARGE COMPANY VALUE INVESTOR CLASS | 025076795 | ALVIX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY LIFE SCIENCES INVESTOR CLASS | 025086810 | ALSIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY REAL ESTATE INVESTOR CLASS | 025076886 | REACX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY SELECT INVESTOR CLASS | 025083502 | TWCIX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY SHORT TERM GOVERNMENT INVESTOR CLASS | 025081506 | TWUSX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY SMALL CAP VALUE INVESTOR CLASS | 025076852 | ASVIX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY SMALL COMPANY INVESTOR CLASS | 02507M840 | ASQIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY STRATEGIC ALLOCATION: AGGRESSIVE INVESTOR CLASS | 025085705 | TWSAX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY STRATEGIC ALLOCATION: CONSERVATIVE INVESTOR CLASS | 025085101 | TWSCX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY STRATEGIC ALLOCATION: MODERATE INVESTOR CLASS | 025085408 | TWSMX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY TARGET MATURITIES 2005 INVESTOR CLASS | 024935207 | BTFIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY TARGET MATURITIES 2010 INVESTOR CLASS | 024935306 | BTTNX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY TARGET MATURITIES 2015 INVESTOR CLASS | 024935405 | BTFTX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY TARGET MATURITIES 2020 INVESTOR CLASS | 024935504 | BTTTX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY TARGET MATURITIES 2025 INVESTOR CLASS | 024935603 | BTTRX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY TARGET MATURITIES 2030 INVESTOR CLASS | 024935843 | ACTAX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY TAX FREE BOND INVESTOR CLASS | 024934507 | TWTIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY TECHNOLOGY INVESTOR CLASS | 025086778 | ATCIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY ULTRA INVESTOR CLASS | 025083882 | TWCUX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY UTILITIES INVESTOR CLASS | 02507M881 | BULIX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY VALUE INVESTOR CLASS | 025076506 | TWVLX | NO LOAD | NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
| AMERICAN CENTURY VISTA INVESTOR CLASS | 025083841 | TWCVX | NO LOAD | NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
| AMERINDO TECHNOLOGY CLASS D | 03070Y302 | ATCHX | NO LOAD | NTF | AMERINDO | Y | $2,500.00 | $500.00 | $1,000.00 |
| AMERISTOCK FOCUSED VALUE | 239089204 | AMFVX | NO LOAD | NTF | AMERISTOCK | Y | $1,000.00 | $100.00 | $1,000.00 |
| AMERISTOCK MUTUAL | 03071F104 | AMSTX | NO LOAD | NTF | AMERISTOCK | Y | $1,000.00 | $100.00 | $1,000.00 |
| ANALYTIC DEFENSIVE EQUITY | 00758M287 | ANDEX | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| ANALYTIC INTERNATIONAL | 00758M154 | UAIFZ | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| ANALYTIC SHORT TERM INCOME | 00758M279 | ANSTX | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| ARIEL APPRECIATION | 040337206 | CAAPX | NO LOAD | NTF | ARIEL | Y | $1,000.00 | $50.00 | $250.00 |
| ARIEL BOND INVESTOR CLASS | 040337503 | APBRX | NO LOAD | NTF | ARIEL | Y | $1,000.00 | $50.00 | $250.00 |
| ARIEL FUND | 040337107 | ARGFX | NO LOAD | NTF | ARIEL | Y | $1,000.00 | $50.00 | $250.00 |
| ARIEL PREMIER GROWTH INVESTOR | 040337602 | APGFX | NO LOAD | NTF | ARIEL | Y | $1,000.00 | $50.00 | $250.00 |
| ARTISAN INTERNATIONAL | 04314H204 | ARTIX | NO LOAD | NTF | ARTISAN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ARTISAN INTERNATIONAL SMALL CAP | 04314H808 | ARTJX | NO LOAD | NTF | ARTISAN | N | $1,000.00 | $50.00 | $1,000.00 |
| ARTISAN INTERNATIONAL VALUE | 04314H881 | ARTKX | NO LOAD | NTF | ARTISAN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ARTISAN MID CAP | 04314H303 | ARTMX | NO LOAD | NTF | ARTISAN | N | $1,000.00 | $50.00 | $1,000.00 |
| ARTISAN MID CAP VALUE | 04314H709 | ARTQX | NO LOAD | NTF | ARTISAN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ARTISAN SMALL CAP | 04314H105 | ARTSX | NO LOAD | NTF | ARTISAN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ARTISAN SMALL CAP VALUE | 04314H501 | ARTVX | NO LOAD | NTF | ARTISAN | N | $1,000.00 | $50.00 | $1,000.00 |
| AXA ROSENBERG INTERNATIONAL SMALL CAP INVESTOR CLASS | 068310887 | RISIX | NO LOAD | NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
| AXA ROSENBERG US LARGE MID CAP LONG SHORT EQUITY INVESTOR CLASS | 068310838 | RMNIX | NO LOAD | NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
| AXA ROSENBERG US SMALL CAP INVESTOR CLASS | 068310606 | BRSCX | NO LOAD | NTF | AXA ROSENBERG | N | $2,500.00 | $500.00 | $2,000.00 |
| AXA ROSENBERG VALUE LONG SHORT EQUITY INVESTOR CLASS | 068310861 | BRMIX | NO LOAD | NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
| BABSON BOND TRUST CLASS L | 05616L108 | BABIX | NO LOAD | NTF | BABSON | Y | $1,000.00 | $100.00 | $250.00 |
| BABSON BOND TRUST CLASS S | 05616L207 | BBDSX | NO LOAD | NTF | BABSON | Y | $1,000.00 | $100.00 | $250.00 |
| BABSON ENTERPRISE | 056160104 | BABEX | NO LOAD | NTF | BABSON | Y | $1,000.00 | $100.00 | $250.00 |
| BABSON ENTERPRISE II | 056173107 | BAETX | NO LOAD | NTF | BABSON | Y | $1,000.00 | $100.00 | $250.00 |
| BABSON GROWTH | 056161102 | BABSX | NO LOAD | NTF | BABSON | Y | $1,000.00 | $100.00 | $250.00 |
| BABSON SHADOW STOCK | 818823106 | SHSTX | NO LOAD | NTF | BABSON | Y | $1,000.00 | $100.00 | $250.00 |
| BABSON STEWART IVORY INTERNATIONAL | 056175102 | BAINX | NO LOAD | NTF | BABSON | N | $1,000.00 | $100.00 | $250.00 |
| BABSON TAX FREE INCOME | 056164106 | BALTX | NO LOAD | NTF | BABSON | Y | $1,000.00 | $100.00 | $250.00 |
| BABSON VALUE | 056177108 | BVALX | NO LOAD | NTF | BABSON | Y | $1,000.00 | $100.00 | $250.00 |
| BARON ASSET | 068278100 | BARAX | NO LOAD | NTF | BARON | Y | $2,000.00 | $50.00 | $1.00 |
| BARON GROWTH | 068278209 | BGRFX | NO LOAD | NTF | BARON | N | $2,000.00 | $50.00 | $1.00 |
| BARON iOPPORTUNITY | 068278407 | BIOPX | NO LOAD | NTF | BARON | Y | $2,000.00 | $50.00 | $1.00 |
| BARON PARTNERS | 06828M108 | BPTRX | NO LOAD | NTF | BARON | Y | $2,000.00 | $50.00 | $500.00 |
| BARON SMALL CAP | 068278308 | BSCFX | NO LOAD | NTF | BARON | Y | $2,000.00 | $50.00 | $1.00 |
| BJURMAN MICROCAP GROWTH | 091794206 | BMCFX | NO LOAD | NTF | BJURMAN | N | $5,000.00 | $100.00 | $2,000.00 |
| BUFFALO BALANCED | 119428100 | BUFBX | NO LOAD | NTF | BUFFALO | Y | $2,500.00 | $100.00 | $250.00 |
| BUFFALO HIGH YIELD | 119539104 | BUFHX | NO LOAD | NTF | BUFFALO | Y | $2,500.00 | $100.00 | $250.00 |
| BUFFALO LARGE CAP | 119628105 | BUFEX | NO LOAD | NTF | BUFFALO | Y | $2,500.00 | $100.00 | $250.00 |
| BUFFALO MID CAP | 119530202 | BUFMX | NO LOAD | NTF | BUFFALO | Y | $2,500.00 | $100.00 | $250.00 |
| BUFFALO SCIENCE & TECHNOLOGY | 119530103 | BUFTX | NO LOAD | NTF | BUFFALO | Y | $2,500.00 | $100.00 | $250.00 |
| BUFFALO SMALL CAP | 119804102 | BUFSX | NO LOAD | NTF | BUFFALO | N | $2,500.00 | $100.00 | $250.00 |
| BUFFALO USA GLOBAL | 119826105 | BUFGX | NO LOAD | NTF | BUFFALO | Y | $2,500.00 | $100.00 | $250.00 |
| CAMBIAR OPPORTUNITY | 00758M261 | CAMOX | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| CHICAGO ASSET MANAGEMENT VALUE | 00758M253 | CAMEX | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| CITIZENS CORE GROWTH STANDARD SHARES | 174688408 | WAIDX | NO LOAD | NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
| CITIZENS EMERGING GROWTH STANDARD SHARES | 174688200 | WAEGX | NO LOAD | NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
| CITIZENS GLOBAL EQUITY STANDARD SHARES | 174688309 | WAGEX | NO LOAD | NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
| CITIZENS INCOME STANDARD SHARES | 174688606 | WAIMX | NO LOAD | NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
| CITIZENS INTERNATIONAL GROWTH STANDARD SHARES | 174688838 | CFIGZ | NO LOAD | NTF | CITIZENS | N | $2,500.00 | $50.00 | $1,000.00 |
| COHEN & STEERS REALTY SHARES | 192476109 | CSRSX | NO LOAD | NTF | COHEN & STEERS | Y | $10,000.00 | $1,000.00 | $1.00 |
| COLUMBIA ACORN CLASS Z | 197199409 | ACRNX | NO LOAD | NTF | COLUMBIA | N | $50,000.00 | $50.00 | $50,000.00 |
| COLUMBIA ACORN INTERNATIONAL CLASS Z | 197199813 | ACINX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA ACORN INTERNATIONAL SECLECT CLASS Z | 197199763 | ACFFX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA ACORN SELECT CLASS Z | 197199854 | ACTWX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA ACORN USA CLASS Z | 197199805 | AUSAX | NO LOAD | NTF | COLUMBIA | N | $50,000.00 | $50.00 | $50,000.00 |
| COLUMBIA ASSET ALLOCATION CLASS Z | 19764W857 | GAATX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA BALANCED CLASS Z | 197218100 | CBALX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA COMMON STOCK CLASS Z | 197384100 | CMSTX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA CONNECTICUT INTERMEDIATE MUNICIPAL BOND CLASS Z | 19764L810 | SCTEX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA CONTRARIAN INCOME CLASS Z | 19764J773 | LCIZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA CORPORATE BOND CLASS Z | 19764J583 | GCBTX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA DAILY INCOME CLASS Z | 197617103 | CDIXX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA DISCIPLINED VALUE CLASS Z | 19764W659 | GEVTX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA DIVIDEND INCOME CLASS Z | 19764W782 | GSFTX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA EUROPE CLASS Z | 19764N881 | LNEZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA EUROPEAN THEMATIC EQUITY CLASS Z | 19764W345 | LSREX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA FEDERAL SECURITIES CLASS Z | 19764J823 | LFSZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA FIXED INCOME SECURITIES CLASS Z | 197643109 | CFISX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA FLOATING RATE ADVANTAGE CLASS Z | 197644404 | XLAZX | NO LOAD | NTF | COLUMBIA | Y | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA FLOATING RATE CLASS Z | 197645401 | XLFZX | NO LOAD | NTF | COLUMBIA | Y | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA FLORIDA INTERMEDIATE MUNICIPAL BOND CLASS Z | 19764L414 | SFTEX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA GLOBAL THEMATIC EQUITY CLASS Z | 19764W352 | LSRGX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA GROWTH & INCOME CLASS Z | 19764M883 | LGISX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA GROWTH CLASS Z | 197666100 | CLMBX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA GROWTH STOCK CLASS Z | 19764W402 | SRFSX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA HIGH YIELD CLASS Z | 197708100 | CMHYX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA HIGH YIELD MUNICIPALS CLASS Z | 19764U802 | SRHMX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA HIGH YIELD OPPORTUNITY CLASS Z | 197647407 | LHYZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA INCOME CLASS Z | 19764T409 | SRINX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA INTERMEDIATE BOND CLASS Z | 19764T805 | SRBFX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA INTERMEDIATE GOVERNMENT INCOME CLASS Z | 19764J724 | GIBTX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA INTERMEDIATE TAX EXEMPT BOND CLASS Z | 19764L679 | SETMX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA INTERNATIONAL EQUITY CLASS Z | 19764W386 | GIETX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA INTERNATIONAL STOCK CLASS Z | 197755101 | CMISX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA LARGE CAP CORE CLASS Z | 19764W725 | SMGIX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA LARGE CAP GROWTH CLASS Z | 19764W451 | GEGTX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA LARGE COMPANY INDEX CLASS Z | 19764L323 | ILCIX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA LIBERTY CLASS Z | 19764J807 | CTCFX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA MANAGED MUNICIPALS CLASS Z | 19764U406 | SRMMX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA MASSACHUSETTS INTERMEDIATE MUNICIPAL BOND CLASS Z | 19764L745 | SEMAX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA MID CAP VALUE CLASS Z | 19764J401 | LSVSX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA MONEY MARKET CLASS Z | 19764F821 | LMZXX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $1.00 | $1,000.00 |
| COLUMBIA MUNICIPAL MONEY MARKET CLASS Z | 19764K838 | CMZXX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $1.00 | $1,000.00 |
| COLUMBIA NATIONAL MUNICIPAL BOND CLASS Z | 198192106 | CLNMX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA NEW JERSEY INTERMEDIATE MUNICIPAL BOND CLASS Z | 19764L612 | GNJTX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA NEW YORK INTERMEDIATE MUNICIPAL BOND CLASS Z | 19764L547 | GNYTX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA NEWPORT ASIA PACIFIC CLASS Z | 19764M842 | LAPSX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA NEWPORT GREATER CHINA CLASS Z | 19764F870 | LNGZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA NEWPORT TIGER CLASS Z | 19764N501 | CNTZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA OREGON MUNICIPAL BOND CLASS Z | 198115107 | CMBFX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA PENNSYLVANIA INTERMEDIATE MUNICIPAL BOND CLASS Z | 19764L364 | GTPAX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA QUALITY PLUS BOND CLASS Z | 19764J658 | GHQTX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA REAL ESTATE EQUITY CLASS Z | 198297103 | CREEX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA RHODE ISLAND INTERMEDIATE MUNICIPAL BOND CLASS Z | 19764L471 | GRITX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA SHORT TERM BOND CLASS Z | 198428104 | CUGGX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA SMALL CAP CLASS Z | 19764W584 | SMCEX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA SMALL CAP GROWTH CLASS Z | 198430100 | CMSCX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA SMALL CAP VALUE CLASS Z | 19764M404 | CSCZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA SMALL COMPANY EQUITY CLASS Z | 19764W527 | GSETX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA SMALL COMPANY INDEX CLASS Z | 19764L232 | ISCIX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA SPECIAL CLASS Z | 198513103 | CLSPX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA STRATEGIC INCOME CLASS Z | 197647886 | LSIZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA STRATEGIC VALUE CLASS Z | 198526105 | CSVFX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA TECHNOLOGY CLASS Z | 198545105 | CMTFX | NO LOAD | NTF | LIBERTY | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA THERMOSTAT CLASS Z | 197199722 | COTZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA US TREASURY INDEX CLASS Z | 19764L273 | IUTIX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA UTILITIES CLASS Z | 19764K879 | LUFZX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COLUMBIA YOUNG INVESTOR CLASS Z | 19764W808 | SRYIX | NO LOAD | NTF | COLUMBIA | N | $1,000.00 | $50.00 | $25.00 |
| COOKE & BIELER EQUITY | 21624P106 | CBEQX | NO LOAD | NTF | COOKE & BIELER | Y | $2,500.00 | $100.00 | $500.00 |
| COOKE & BIELER MID CAP EQUITY | 21624P304 | CBMDX | NO LOAD | NTF | COOKE & BIELER | Y | $2,500.00 | $100.00 | $500.00 |
| COOKE & BIELER TAX MANAGED VALUE | 21624P205 | CBTAX | NO LOAD | NTF | COOKE & BIELER | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE CAPITAL APPRECIATION COMMON SHARES | 22542P103 | CUCAX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE EMERGING GROWTH COMMON SHARES | 22543C101 | CUEGX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE EMERGING MARKETS COMMON SHARES | 22543D109 | WPEMX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE FIXED INCOME COMMON SHARES | 22542N108 | CUFIX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE FOCUS COMMON SHARES | 22543F104 | WFDCX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE GLOBAL FIXED INCOME COMMON SHARES | 22543Y103 | CGFIX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE GLOBAL POST VENTURE CAPITAL COMMON SHARES | 22544E106 | WVCCX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE INTERNATIONAL FOCUS COMMON SHARES | 22544L506 | WPMFX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE JAPAN EQUITY COMMON SHARES | 22543V109 | WPJGX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE SMALL CAP GROWTH COMMON SHARES | 22543N107 | WSCGX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| CREDIT SUISSE SMALL CAP VALUE COMMON SHARES | 22540Y833 | CSWCX | NO LOAD | NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
| DREYFUS A BONDS PLUS, INC. | 261880108 | DRBDX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS APPRECIATION | 261970107 | DGAGX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS BALANCED | 261968101 | DRBAX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS BOND MARKET INDEX INVESTOR CLASS | 261978886 | DBMIX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS CALIFORNIA TAX EXEMPT BOND | 261882104 | DRCAX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS DISCIPLINED STOCK | 261978340 | DDSTX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS EMERGING LEADERS | 26200C502 | DRELX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS FUND | 262003106 | DREVX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS GENERAL MUNI BOND | 370453102 | GMBDX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS GNMA | 262005101 | DRGMX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS GROWTH & INCOME | 261942106 | DGRIX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS GROWTH OPPORTUNITY | 262901101 | DREQX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS INSURED MUNICIPAL BOND | 261902100 | DTBDX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS INTERMEDIATE MUNICIPAL BOND | 262010101 | DITEX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS INTERNATIONAL STOCK INDEX | 26200Q303 | DIISX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS LARGE COMPANY VALUE | 26200C809 | DLCVX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS LIFETIME GROWTH | 261971303 | DLGIX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS LIFETIME GROWTH & INCOME | 261971204 | DGIIX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS LIFETIME INCOME | 261971501 | DLIIX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS MIDCAP INDEX | 712223106 | PESPX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS MIDCAP VALUE | 26200C304 | DMCVX | NO LOAD | NTF | DREYFUS | N | $1,000.00 | $100.00 | $750.00 |
| DREYFUS MUNICIPAL BOND | 26201Q104 | DRTAX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS NEW YORK TAX EXEMPT BOND | 261900104 | DRNYX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS PREMIER SHORT INTERMEDIATE MUNICIPAL BOND CLASS D | 261918106 | DSIBX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS PREMIER SHORT TERM INCOME CLASS D | 261967103 | DSTIX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS PREMIER THIRD CENTURY CLASS Z | 26201E606 | DRTHX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS PREMIER YIELD ADVANTAGE CLASS D | 261967400 | DYADX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS S & P 500 INDEX | 26200Q105 | PEOPX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS SHORT INTERMEDIATE GOVERNMENT | 261919104 | DSIGX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS SMALL CAP STOCK INDEX | 26200Q204 | DISSX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS US TREASURY INTERMEDIATE TERM | 26202G105 | DRGIX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| DREYFUS US TREASURY LONG TERM | 261956106 | DRGBX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| EXCELSIOR BLENDED EQUITY | 300722303 | UMEQX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR ENERGY & NATURAL RESOURCES | 300722733 | UMESX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR INTERMEDIATE TERM MANAGED INCOME | 300722832 | UIMIX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR INTERMEDIATE TERM TAX EXEMPT | 300861200 | UMITX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR LARGE CAP GROWTH | 300722683 | UMLGX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR LONG TERM TAX EXEMPT | 300861309 | UMLTX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR MANAGED INCOME | 300722501 | UMMGX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR OPTIMUM GROWTH T SHARES | 300727856 | UMGRX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR PAN EUROPEAN | 300722725 | UMPNX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| EXCELSIOR VALUE & RESTRUCTURING | 300722782 | UMBIX | NO LOAD | NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
| FBR AMERICAN GAS INDEX | 30245U105 | GASFX | NO LOAD | NTF | FBR | Y | $1,000.00 | $50.00 | $500.00 |
| FBR FINANCIAL SERVICES | 301956207 | FBRFX | NO LOAD | NTF | FBR | Y | $2,000.00 | $50.00 | $1,000.00 |
| FBR SMALL CAP FINANCIAL | 301956108 | FBRSX | NO LOAD | NTF | FBR | Y | $2,000.00 | $50.00 | $1,000.00 |
| FBR SMALL CAP VALUE | 301956405 | FBRVX | NO LOAD | NTF | FBR | Y | $2,000.00 | $50.00 | $1,000.00 |
| FBR TECHNOLOGY | 301956306 | FBRTX | NO LOAD | NTF | FBR | Y | $2,000.00 | $50.00 | $1,000.00 |
| FEDERATED ADJUSTABLE RATE SECURITIES FUND | 314082207 | FASSX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED CONSERVATIVE ALLOCATION INSTL | 314212408 | FMCGX | NO LOAD | NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
| FEDERATED GNMA TRUST INSTITUTIONAL SVC | 314184201 | FGSSX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED GROWTH ALLOCATION INSTL | 314212200 | FMGPX | NO LOAD | NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
| FEDERATED HIGH YIELD TRUST INSTL | 314197104 | FHYTX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $100.00 | $250.00 |
| FEDERATED INCOME TRUST INSTITUTIONAL SVC | 314199209 | FITSX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED INTERMEDIATE INCOME INSTITUTIONAL SVC | 31420C506 | INISX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED INTERMEDIATE INCOME INSTL CLASS | 31420C407 | FIIFX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $100.00 | $250.00 |
| FEDERATED INTERMEDIATE MUNCIPAL TR INSTL | 458810108 | FIMTX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $100.00 | $250.00 |
| FEDERATED LIMITED DURATION INSTITUTIONAL SVC | 31428Q309 | FTRDX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $100.00 | $250.00 |
| FEDERATED MAX CAP INSTITUTIONAL SHARES | 31420E106 | FISPX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $100.00 | $250.00 |
| FEDERATED MAX CAP INSTITUTIONAL SVC | 31420E403 | FMXSX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED MINI CAP INSTITUTIONAL TRUST | 31420E304 | FMCPX | NO LOAD | NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
| FEDERATED MODERATE ALLOCATION INSTL CLASS | 314212606 | FMMGX | NO LOAD | NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
| FEDERATED MORTGAGE INSTITUTIONAL SVC | 31428Q804 | FGFSX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $100.00 | $250.00 |
| FEDERATED SHORT TERM INCOME INSTITUTIONAL SVC | 31420C308 | FSISX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED SHORT TERM MUNICIPAL INSTITUTIONAL SVC | 313907206 | FSHSX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED STOCK TRUST | 313900102 | FSTKX | NO LOAD | NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
| FEDERATED TOTAL RETURN BOND INSTITUTIONAL SVC | 31428Q507 | FTRFX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED ULTRASHORT BOND ISS | 31428Q606 | FULBX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED US GOV'T BOND INSTITUTIONAL | 314284100 | FEDBX | NO LOAD | NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
| FEDERATED US GOVT SECS 1-3 YEARS INSTITUTIONAL SVC | 31428M209 | FSGIX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FEDERATED US GOVT SECS 2-5 YEARS INSTITUTIONAL SVC | 31428P202 | FIGIX | NO LOAD | NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
| FIRST EAGLE FUND OF AMERICA CLASS Y | 32008F838 | FEAFX | NO LOAD | NTF | FIRST EAGLE | Y | $1,000.00 | $100.00 | $1,000.00 |
| FMA SMALL COMPANY | 00758M246 | FMACX | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| FPA CRESCENT PORTFOLIO | 30254T759 | FPACX | NO LOAD | NTF | FPA | Y | $2,500.00 | $100.00 | $500.00 |
| GABELLI ABC CLASS AAA | 36239V108 | GABCX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI ASSET CLASS AAA | 362395105 | GABAX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI BLUE CHIP VALUE CLASS AAA | 36240D105 | GABBX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI EQUITY INCOME CLASS AAA | 36239T202 | GABEX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI GLOBAL CONVERTIBLE SECURITIES CLASS AAA | 36239X500 | GAGCX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI GLOBAL GROWTH (COUCH POTATO) CLASS AAA | 36239X401 | GICPX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI GLOBAL OPPORTUNITY CLASS AAA | 36239X302 | GABOX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI GLOBAL TELECOMMUNICATIONS CLASS AAA | 36239X104 | GABTX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI GOLD CLASS AAA | 36239R107 | GOLDX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI GROWTH CLASS AAA | 362398109 | GABGX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI INTERNATIONAL GROWTH CLASS AAA | 36239U100 | GIGRX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI MATHERS CLASS AAA | 576726103 | MATRX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI NED DAVIS RESEARCH ALLOCATION CLASS AAA | 63975R109 | NDRAX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $1,000.00 |
| GABELLI SMALL CAP GROWTH CLASS AAA | 36239T103 | GABSX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI UTILITIES CLASS AAA | 36240E103 | GABUX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI WESTWOOD BALANCED CLASS AAA | 361979404 | WEBAX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI WESTWOOD EQUITY CLASS AAA | 361979107 | WESWX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI WESTWOOD INTERMEDIATE BOND CLASS AAA | 361979305 | WEIBX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI WESTWOOD MIGHTY MITES CLASS AAA | 361979867 | WEMMX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI WESTWOOD REALTY CLASS AAA | 361979875 | WESRX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GABELLI WESTWOOD SMALL CAP EQUITY CLASS AAA | 361979883 | WESCX | NO LOAD | NTF | GABELLI | Y | $1,000.00 | $1.00 | $250.00 |
| GUINNESS ATKINSON ASIA FOCUS | 402031108 | IASMX | NO LOAD | NTF | GUINNESS ATKINSON | Y | $2,500.00 | $250.00 | $1,000.00 |
| GUINNESS ATKINSON CHINA AND HONG KONG | 402031207 | ICHKX | NO LOAD | NTF | GUINNESS ATKINSON | Y | $2,500.00 | $250.00 | $1,000.00 |
| GUINNESS ATKINSON GLOBAL INNOVATORS | 402031306 | IWIRX | NO LOAD | NTF | GUINNESS ATKINSON | Y | $2,500.00 | $250.00 | $1,000.00 |
| HARRIS INSIGHT BALANCED CLASS N | 404299711 | HIBAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT BOND CLASS N | 404299737 | HTBAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT CORE EQUITY CLASS N | 414548305 | HGRAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT EMERGING MARKETS CLASS N | 414548784 | HEMAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT EQUITY CLASS N | 404299505 | HIEQX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT HIGH YIELD SELECT BOND CLASS N | 404299752 | HICAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT INDEX CLASS N | 414548701 | HIDAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT INTERMED. GOV'T BOND CLASS N | 404299687 | HIGAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT INTERMEDIATE TAX EXEMPT BOND CLASS N | 414548867 | HIXAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT INTERNATIONAL CLASS N | 414548883 | HILAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT SHORT/INTERMEDIATE BOND CLASS N | 404299604 | HIMBX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT SMALL CAP OPPORTUNITY CLASS N | 414548503 | HSCAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT SMALL CAP VALUE CLASS N | 414548826 | HSVAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HARRIS INSIGHT TAX EXEMPT BOND CLASS N | 414548842 | HXBAX | NO LOAD | NTF | HARRIS INSIGHT | Y | $1,000.00 | $50.00 | $250.00 |
| HEARTLAND HIGH YIELD MUNI BOND | 422352872 | HRHYX | NO LOAD | NTF | HEARTLAND | N | $1,000.00 | $100.00 | $500.00 |
| HEARTLAND SELECT VALUE | 422352807 | HRSVX | NO LOAD | NTF | HEARTLAND | Y | $1,000.00 | $100.00 | $500.00 |
| HEARTLAND SHORT DURATION HIGH YIELD MUNI | 422352880 | HGISZ | NO LOAD | NTF | HEARTLAND | N | $1,000.00 | $100.00 | $500.00 |
| HEARTLAND TAXABLE SHORT DURATION MUNI BOND | 422352864 | HRTMX | NO LOAD | NTF | HEARTLAND | N | $1,000.00 | $100.00 | $500.00 |
| HEARTLAND VALUE | 422359109 | HRTVX | NO LOAD | NTF | HEARTLAND | N | $5,000.00 | $100.00 | $500.00 |
| HEARTLAND VALUE PLUS | 422352500 | HRVIX | NO LOAD | NTF | HEARTLAND | Y | $1,000.00 | $100.00 | $500.00 |
| ICON ASIA PACIFIC REGION | 44929K853 | ICARX | NO LOAD | NTF | ICON | N | $1,000.00 | $100.00 | $1,000.00 |
| ICON CONSUMER DISCRETIONARY | 44929K309 | ICCCX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON CORE EQUITY CLASS I | 44929K770 | ICNIX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON ENERGY | 44929K507 | ICENX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON FINANCIAL | 44929K606 | ICFSX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON HEALTH CARE | 44929K705 | ICHCX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON INDUSTRIALS | 44929K861 | ICTRX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON INFORMATION TECHNOLOGY | 44929K887 | ICTEX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON LEISURE AND CONSUMER STAPLES | 44929K804 | ICLEX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON MATERIALS | 44929K101 | ICBMX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON NORTH EUROPE REGION | 44929K838 | ICNEX | NO LOAD | NTF | ICON | N | $1,000.00 | $100.00 | $1,000.00 |
| ICON SHORT TERM FIXED INCOME | 44929K796 | ICSTX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| ICON SOUTH EUROPE REGION | 44929K820 | ICSEX | NO LOAD | NTF | ICON | N | $1,000.00 | $100.00 | $1,000.00 |
| ICON TELECOMMUNICATIONS & UTILITIES | 44929K879 | ICTUX | NO LOAD | NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
| INDEPENDENCE SMALL CAP VALUE | 00758M238 | DSISX | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| INVESCO CORE EQUITY INVESTOR CLASS | 001410703 | FIIIX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO DYNAMICS INVESTOR CLASS | 00142K203 | FIDYX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO ENERGY INVESTOR CLASS | 00142F105 | FSTEX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO FINANCIAL SERVICES INVESTOR CLASS | 00142F600 | FSFSX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO GOLD AND PRECIOUS METALS INVESTOR CLASS | 00142F865 | FGLDX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO HEALTH SCIENCES INVESTOR CLASS | 00142F824 | FHLSX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO INTERNATIONAL CORE EQUITY INVESTOR CLASS | 008882672 | IIBCX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO LEISURE INVESTOR CLASS | 00142F766 | FLISX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO MID CAP GROWTH INVESTOR CLASS | 00142K781 | IVMIX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO S&P 500 INDEX INVESTOR CLASS | 00142K666 | ISPIX | NO LOAD | NTF | INVESCO | N | $5,000.00 | $1,000.00 | $250.00 |
| INVESCO SMALL COMPANY GROWTH INVESTOR CLASS | 00142K732 | FIEGX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO TECHNOLOGY INVESTOR CLASS | 00142F659 | FTCHX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO TOTAL RETURN INVESTOR CLASS | 001410844 | FSFLX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| INVESCO UTILITIES INVESTOR CLASS | 00142F543 | FSTUX | NO LOAD | NTF | INVESCO | N | $1,000.00 | $50.00 | $250.00 |
| J & B MID CAP AGGRESSIVE GROWTH | 466097300 | JBFAZ | NO LOAD | NTF | BABSON | Y | $2,500.00 | $100.00 | $250.00 |
| J & B SMALL CAP AGGRESSIVE GROWTH | 466097201 | JBSCZ | NO LOAD | NTF | BABSON | Y | $2,500.00 | $100.00 | $250.00 |
| J & B SMALL CAP INTERNATIONAL | 466097102 | JBFSZ | NO LOAD | NTF | BABSON | Y | $2,500.00 | $100.00 | $250.00 |
| JANUS BALANCED | 471023879 | JABAX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS CORE EQUITY | 471023747 | JAEIX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS ENTERPRISE | 471023804 | JAENX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS FEDERAL TAX EXEMPT | 471023861 | JATEX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS FLEXIBLE INCOME | 471023606 | JAFIX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS FUND | 471023101 | JANSX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS GLOBAL LIFE SCIENCES | 471023671 | JAGLX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS GLOBAL OPPORTUNITIES | 471023622 | JGVAX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS GLOBAL TECHNOLOGY | 471023663 | JAGTX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS GROWTH & INCOME | 471023200 | JAGIX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS HIGH YIELD | 471023762 | JAHYX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS MERCURY | 471023853 | JAMRX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS MID CAP VALUE | 471023598 | JMCVX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS OLYMPUS | 471023754 | JAOLX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS ORION | 471023648 | JORNX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS OVERSEAS | 471023846 | JAOSX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS RISK MANGED STOCK | 471023556 | JRMSX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS SHORT TERM BOND | 471023887 | JASBX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS SMALL CAP VALUE | 471023572 | JSCVX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS SPECIAL EQUITY | 471023655 | JSVAX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JANUS TWENTY | 471023408 | JAVLX | NO LOAD | NTF | JANUS | N | $2,500.00 | $100.00 | $500.00 |
| JANUS VENTURE | 471023507 | JAVTX | NO LOAD | NTF | JANUS | N | $2,500.00 | $100.00 | $500.00 |
| JANUS WORLDWIDE | 471023309 | JAWWX | NO LOAD | NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
| JAPAN FUND INC CLASS S | 471070102 | SJPNX | NO LOAD | NTF | JAPAN | Y | $2,500.00 | $1.00 | $2,500.00 |
| JENSEN PORTFOLIO | 476313101 | JENSX | NO LOAD | NTF | JENSEN | Y | $1,000.00 | $100.00 | $1,000.00 |
| JP MORGAN BOND SELECT SHARES | 616918637 | JBSEX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN CALIFORNIA BOND SELECT SHARES | 616920500 | JPCBX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN DISCIPLINED EQUITY SELECT SHARES | 616918512 | JDESX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN DIVERSIFIED SELECT SHARES | 616918520 | JDVSX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN EMERGING MARKETS DEBT SELECT SHARES | 617340773 | JEMDX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN FLEMING EMERGING MARKETS EQUITY SELECT SHARES | 616918470 | JEMSX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN FLEMING EUROPEAN EQUITY SELECT SHARES | 61741A103 | JFESX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN FLEMING INTERNATIONAL EQUITY SELECT SHARES | 616918488 | JIESX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN FLEMING INTERNATIONAL OPPORTUNITIES SELECT SHARES | 616918629 | JIOSX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN GLOBAL 50 SELECT SHARES | 616920708 | JPMGX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN GLOBAL STRATEGIC INCOME SELECT SHARES | 616918538 | JSISX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN INTERMEDIATE TAX FREE INCOME SELECT SHARES | 62826T108 | VSITX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN NY INTERMEDIATE TAX FREE INCOME SELECT SHARES | 62826T603 | VINTX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN SHORT TERM BOND SELECT SHARES | 616918546 | JSBSX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN TAX AWARE US EQUITY SELECT SHARES | 616920104 | JPTAX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN TAX FREE INCOME SELECT SHARES | 62826T504 | VFTIX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN US EQUITY SELECT SHARES | 616918611 | JUESX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN US SMALL COMPANY OPPORTUNITIES SELECT SHARES | 617340781 | JPSOX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| JP MORGAN US SMALL COMPANY SELECT SHARES | 616918496 | JSCSX | NO LOAD | NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
| LINDNER COMMUNICATIONS INVESTOR | 535516108 | LDUTX | NO LOAD | NTF | LINDNER | Y | $2,000.00 | $100.00 | $250.00 |
| LINDNER GROWTH & INCOME INVESTOR | 535516835 | LDDVX | NO LOAD | NTF | LINDNER | Y | $2,000.00 | $100.00 | $250.00 |
| LINDNER LARGE CAP GROWTH INVESTOR | 535516843 | LDNRX | NO LOAD | NTF | LINDNER | Y | $2,000.00 | $100.00 | $250.00 |
| LINDNER MARKET NEUTRAL INVESTOR | 535516207 | LDNBX | NO LOAD | NTF | LINDNER | Y | $2,000.00 | $100.00 | $250.00 |
| LINDNER SMALL CAP GROWTH INVESTOR | 535516306 | LDRSX | NO LOAD | NTF | LINDNER | Y | $2,000.00 | $100.00 | $250.00 |
| LOOMIS SAYLES AGGRESSIVE GROWTH RETAIL | 543487631 | LAGRX | NO LOAD | NTF | LOOMIS SAYLES | Y | $2,500.00 | $50.00 | $2,500.00 |
| LOOMIS SAYLES BOND RETAIL | 543495832 | LSBRX | NO LOAD | NTF | LOOMIS SAYLES | Y | $2,500.00 | $50.00 | $2,500.00 |
| LOOMIS SAYLES GLOBAL BOND RETAIL | 543495774 | LSGLX | NO LOAD | NTF | LOOMIS SAYLES | Y | $2,500.00 | $50.00 | $2,500.00 |
| LOOMIS SAYLES SMALL CAP GROWTH RETAIL | 543487680 | LCGRX | NO LOAD | NTF | LOOMIS SAYLES | Y | $2,500.00 | $50.00 | $2,500.00 |
| LOOMIS SAYLES SMALL CAP VALUE RETAIL | 543495790 | LSCRX | NO LOAD | NTF | LOOMIS SAYLES | Y | $2,500.00 | $50.00 | $2,500.00 |
| MANAGERS AMG FRONTIER GROWTH | 561709205 | MFRGX | NO LOAD | NTF | MANAGERS | Y | $25,000.00 | $1.00 | $25,000.00 |
| MANAGERS BOND | 561717505 | MGFIX | NO LOAD | NTF | MANAGERS | Y | $2,000.00 | $100.00 | $500.00 |
| MANAGERS CAPITAL APPRECIATION | 561717109 | MGCAX | NO LOAD | NTF | MANAGERS | Y | $2,000.00 | $100.00 | $500.00 |
| MANAGERS EMERGING MARKETS EQUITY | 561717828 | MEMEX | NO LOAD | NTF | MANAGERS | Y | $2,000.00 | $100.00 | $500.00 |
| MANAGERS GLOBAL BOND | 561717836 | MGGBX | NO LOAD | NTF | MANAGERS | Y | $2,000.00 | $100.00 | $500.00 |
| MANAGERS INTERNATIONAL EQUITY | 561717406 | MGITX | NO LOAD | NTF | MANAGERS | Y | $2,000.00 | $100.00 | $500.00 |
| MANAGERS SMALL COMPANY | 561717810 | MSCFX | NO LOAD | NTF | MANAGERS | Y | $2,000.00 | $100.00 | $500.00 |
| MANAGERS SPECIAL EQUITY | 561717208 | MGSEX | NO LOAD | NTF | MANAGERS | Y | $2,000.00 | $100.00 | $500.00 |
| MANAGERS VALUE | 561717307 | MGIEX | NO LOAD | NTF | MANAGERS | Y | $2,000.00 | $100.00 | $500.00 |
| MATRIX ADVISORS VALUE | 57681T102 | MAVFX | NO LOAD | NTF | MATRIX | Y | $1,000.00 | $100.00 | $1,000.00 |
| MATTHEWS ASIAN GROWTH & INCOME | 577130206 | MACSX | NO LOAD | NTF | MATTHEWS | N | $2,500.00 | $250.00 | $500.00 |
| MATTHEWS ASIAN PACIFIC | 577130867 | MPACX | NO LOAD | NTF | MATTHEWS | Y | $2,500.00 | $250.00 | $500.00 |
| MATTHEWS ASIAN TECHNOLOGY | 577130883 | MATFX | NO LOAD | NTF | MATTHEWS | Y | $2,500.00 | $250.00 | $500.00 |
| MATTHEWS CHINA | 577130701 | MCHFX | NO LOAD | NTF | MATTHEWS | Y | $2,500.00 | $250.00 | $500.00 |
| MATTHEWS JAPAN | 577130800 | MJFOX | NO LOAD | NTF | MATTHEWS | Y | $2,500.00 | $250.00 | $500.00 |
| MATTHEWS KOREA | 577130305 | MAKOX | NO LOAD | NTF | MATTHEWS | Y | $2,500.00 | $250.00 | $500.00 |
| MATTHEWS PACIFIC TIGER | 577130107 | MAPTX | NO LOAD | NTF | MATTHEWS | Y | $2,500.00 | $250.00 | $500.00 |
| MCKEE INTERNATIONAL EQUITY | 00758M188 | MKIEX | NO LOAD | NTF | ADVISORS INNER CIRCLE | Y | $2,500.00 | $100.00 | $500.00 |
| MELLON BOND INVESTOR | 58551X777 | MIBDX | NO LOAD | NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
| MONETTA MONETTA | 608901104 | MONTX | NO LOAD | NTF | MONETTA | Y | $250.00 | $1.00 | $250.00 |
| MUHLENKAMP FUND | 962096103 | MUHLX | NO LOAD | NTF | MUHLENKAMP | Y | $1,500.00 | $50.00 | $1,500.00 |
| NEUBERGER BERMAN FASCIANO INVESTOR CLASS | 641224852 | NBFSX | NO LOAD | NTF | NEUBERGER BERMAN | Y | $1,000.00 | $100.00 | $250.00 |
| NEUBERGER BERMAN FOCUS ADVISOR CLASS | 64122M209 | NBFAX | NO LOAD | NTF | NEUBERGER BERMAN | Y | $1,000.00 | $100.00 | $250.00 |
| NEUBERGER BERMAN FOCUS TRUST CLASS | 640917506 | NBFCX | NO LOAD | NTF | NEUBERGER BERMAN | Y | $1,000.00 | $100.00 | $250.00 |
| NEUBERGER BERMAN GENESIS ADVISOR CLASS | 64122M605 | NBGAX | NO LOAD | NTF | NEUBERGER BERMAN | N | $1,000.00 | $100.00 | $250.00 |
| NEUBERGER BERMAN GENESIS TRUST CLASS | 640917100 | NBGEX | NO LOAD | NTF | NEUBERGER BERMAN | N | $1,000.00 | $100.00 | $250.00 |
| NEUBERGER BERMAN GUARDIAN ADVISOR CLASS | 64122M308 | NBGUX | NO LOAD | NTF | NEUBERGER BERMAN | Y | $1,000.00 | $100.00 | $250.00 |
| NEUBERGER BERMAN GUARDIAN TRUST CLASS | 640917209 | NBGTX | NO LOAD | NTF | NEUBERGER BERMAN | Y | $1,000.00 | $100.00 | $250.00 |
| NEUBERGER BERMAN HIGH INC | | | | |
