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No-Load Mutual Funds
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| Name | Cusip | Symbol | Load Type | NTF Status | Family Name | Open for new investors (Y/N) | Initial Minimum | Subsequent Minimum | IRA Miniumum |
ACCESSOR GROWTH ADVISOR CLASS | 004322202 | AGROX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR GROWTH INVESTOR CLASS | 004322814 | AGRIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR HIGH YIELD BOND ADVISOR CLASS | 004322723 | AHBAX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR HIGH YIELD BOND INVESTOR CLASS | 004322715 | AHBIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR INTERMEDIATE FIXED ADVISOR CLASS | 004322707 | AIFIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR INTERMEDIATE FIXED INVESTOR CLASS | 004322764 | AITIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR INTERNATIONAL EQUITY ADVISOR CLASS | 004322863 | ACIEX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR INTERNATIONAL EQUITY INVESTOR CLASS | 004322772 | AIINX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR MORTGAGE SECURITIES ADVISOR CLASS | 004322871 | AMSFX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR MORTGAGE SECURITIES INVESTOR CLASS | 004322749 | AMSIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR SHORT INTERMEDIATE FIXED INVESTOR CLASS | 004322756 | ASHIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR SHORT INTERMEDIATE FIXED ADVISOR CLASS | 004322806 | ASIFX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR SMALL TO MID CAP ADVISOR CLASS | 004322400 | ASMCX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR SMALL TO MID CAP INVESTOR CLASS | 004322780 | ACSIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR VALUE ADVISOR CLASS | 004322301 | AVAIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ACCESSOR VALUE INVESTOR CLASS | 004322798 | AVUIX | NO LOAD | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
ADVISOR ONE AMERIGO CLASS N | 00764F201 | CLSAX | NO LOAD | NON-NTF | ADVISOR ONE | Y | $2,500.00 | $250.00 | $2,000.00 |
ADVISOR ONE CLERMONT CLASS N | 00764F300 | CLERX | NO LOAD | NON-NTF | ADVISOR ONE | Y | $2,500.00 | $250.00 | $2,000.00 |
AEGIS VALUE | 00761L102 | AVALX | NO LOAD | NON-NTF | AEGIS | Y | $10,000.00 | $1,000.00 | $3,000.00 |
AL FRANK | 007989874 | VALUX | NO LOAD | NON-NTF | AL FRANK | Y | $5,000.00 | $500.00 | $2,000.00 |
ALGER MONEY MARKET PORTFOLIO | 015565104 | FAFXX | NO LOAD | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
ALPINE DYNAMIC BALANCE CLASS Y | 020875100 | ADBYX | NO LOAD | NON-NTF | ALPINE | Y | $1,000.00 | $50.00 | $1,000.00 |
ALPINE DYNAMIC DIVIDEND | 020875209 | ADVDX | NO LOAD | NON-NTF | ALPINE | Y | $1,000.00 | $50.00 | $1,000.00 |
ALPINE INTERNATIONAL REAL ESTATE EQUITY CLASS Y | 020940409 | EGLRX | NO LOAD | NON-NTF | ALPINE | Y | $1,000.00 | $50.00 | $1,000.00 |
ALPINE REALTY INCOME AND GROWTH CLASS Y | 020940862 | AIGYX | NO LOAD | NON-NTF | ALPINE | Y | $1,000.00 | $50.00 | $1,000.00 |
ALPINE US REAL ESTATE EQUITY CLASS Y | 020940805 | EUEYX | NO LOAD | NON-NTF | ALPINE | Y | $1,000.00 | $50.00 | $1,000.00 |
AMERICAN AMCAP CLASS F | 023375405 | AMPFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN BALANCED CLASS F | 024071409 | BALFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN BOND FUND OF AMERICA CLASS F | 097873400 | BFAFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN CAPITAL INCOME BUILDER CLASS F | 140193400 | CIBFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN CAPITAL WORLD BOND CLASS F | 140541400 | WBFFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN CAPITAL WORLD GROWTH AND INCOME CLASS F | 140543406 | CWGFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN CASH MANAGEMENT TRUST OF AMERICA CLASS F | 147548408 | CXFXX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN CENTURY ARIZONA MUNICIPAL BOND INVESTOR CLASS | 024934101 | BEAMX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY CALIFORNIA HIGH YIELD MUNICIPAL INVESTOR CLASS | 025075201 | BCHYX | NO LOAD | NON-NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY CALIFORNIA INTERMEDIATE TERM TAX FREE INVESTOR CLASS | 025075508 | BCITX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY CALIFORNIA LIMITED TERM TAX FREE INVESTOR CLASS | 025075409 | BCSTX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY CALIFORNIA LONG TERM TAX FREE INVESTOR CLASS | 025075607 | BCLTX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY EMERGING MARKETS ADVISOR CLASS | 025086851 | AEMMX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY EQUITY GROWTH ADVISOR CLASS | 02507M709 | BEQAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY EQUITY INCOME ADVISOR CLASS | 025076407 | TWEAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY FLORIDA MUNICIPAL BOND INVESTOR CLASS | 024934309 | ACBFX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY GLOBAL GOLD ADVISOR CLASS | 02507M204 | ACGGX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $2,500.00 |
AMERICAN CENTURY GLOBAL GROWTH ADVISOR CLASS | 025086828 | AGGRX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY GROWTH ADVISOR CLASS | 025083403 | TCRAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY HERITAGE ADVISOR CLASS | 025083767 | ATHAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY INCOME AND GROWTH ADVISOR CLASS | 02507M402 | AMADX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY INTERNATIONAL GROWTH ADVISOR CLASS | 025086406 | TWGAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY LARGE COMPANY VALUE ADVISOR CLASS | 025076787 | ALPAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY SELECT ADVISOR CLASS | 025083809 | TWCAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY SMALL CAP VALUE ADVISOR CLASS | 025076837 | ACSCX | NO LOAD | NON-NTF | AMERICAN CENTURY | N | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY SMALL COMPANY ADVISOR CLASS | 02507M824 | ASQAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY STRATEGIC ALLOCATION ADVISOR CLASS | 025085606 | ACOAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $2,500.00 |
AMERICAN CENTURY TECHNOLOGY ADVISOR CLASS | 025086760 | ATADX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY ULTRA ADVISOR CLASS | 025083858 | TWUAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY VALUE ADVISOR CLASS | 025076803 | TWADX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN CENTURY VISTA ADVISOR CLASS | 025083817 | TWVAX | NO LOAD | NON-NTF | AMERICAN CENTURY | Y | $2,500.00 | $50.00 | $1,000.00 |
AMERICAN EUROPACIFIC GROWTH CLASS F | 298706409 | AEGFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN FUNDAMENTAL INVESTORS CLASS F | 360802409 | AFIFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN GROWTH CLASS D | 026393108 | AMRGX | NO LOAD | NON-NTF | AMERICAN GROWTH | N | $1.00 | $1.00 | $1.00 |
AMERICAN GROWTH FUND OF AMERICA CLASS F | 399874403 | GFAFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN HIGH INCOME MUNI BOND CLASS F | 026545400 | ABHFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN HIGH INCOME TRUST CLASS F | 026547406 | AHTFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN INCOME FUND OF AMERICA CLASS F | 453320400 | IFAFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN INTERMEDIATE BOND FUND OF AMERICA CLASS F | 458809407 | IBFFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN INVESTMENT COMPANY OF AMERICA CLASS F | 461308405 | AICFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN LIMITED TERM TAX EXEMPT BOND CLASS F | 532726403 | LTXFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN MUTUAL FUND CLASS F | 027681402 | AMFFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN NEW ECONOMY CLASS F | 643822406 | ANFFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN NEW PERSPECTIVE CLASS F | 648018406 | NPFFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN NEW WORLD CLASS F | 649280401 | NWFFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN SMALL CAP WORLD CLASS F | 831681408 | SCWFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN TAX EXEMPT BOND FUND OF AMERICA CLASS F | 876902404 | AFTFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN TAX EXEMPT FUND OF CALIFORNIA CLASS F | 02630B406 | TECFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN TAX EXEMPT FUND OF MARYLAND CLASS F | 02630C602 | TMDFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN TAX EXEMPT FUND OF VIRGINIA CLASS F | 02630C800 | TEVFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN TRUST ALLEGIANCE | 007989106 | ATAFX | NO LOAD | NON-NTF | AMERICAN TRUST | Y | $2,500.00 | $250.00 | $1,000.00 |
AMERICAN US GOVERNMENT SECS CLASS F | 026300400 | UGSFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERICAN WASHINGTON MUTUAL INVESTORS CLASS F | 939330403 | WSHFX | NO LOAD | NON-NTF | AMERICAN FUNDS | Y | $250.00 | $50.00 | $250.00 |
AMERIPRIME AAM EQUITY | 03071Q779 | AAMFX | NO LOAD | NON-NTF | AMERIPRIME | Y | $2,500.00 | $50.00 | $1.00 |
AMERIPRIME ARISTON INTERNET CONVERTIBLE ELITE SHARES | 03071Q399 | AICEX | NO LOAD | NON-NTF | AMERIPRIME | Y | $1,000.00 | $50.00 | $250.00 |
AMERIPRIME CLOUD NEFF CAPITAL APPRECIATION | 03073N840 | BUBAX | NO LOAD | NON-NTF | AMERIPRIME | Y | $100,000.00 | $5,000.00 | $1.00 |
AMERIPRIME COLUMBIA PARTNERS EQUITY | 03071Q621 | CPEFX | NO LOAD | NON-NTF | AMERIPRIME | Y | $5,000.00 | $500.00 | $2,000.00 |
AMERIPRIME DOBSON COVERED CALL | 03071Q647 | DBCCX | NO LOAD | NON-NTF | AMERIPRIME | Y | $2,500.00 | $1.00 | $1.00 |
AMERIPRIME IMS CAPITAL VALUE | 03071Q605 | IMSCX | NO LOAD | NON-NTF | AMERIPRIME | Y | $5,000.00 | $100.00 | $2,000.00 |
AMERIPRIME MONTEAGLE FIXED INCOME | 03073N600 | MFHRX | NO LOAD | NON-NTF | AMERIPRIME | Y | $25,000.00 | $500.00 | $1,500.00 |
AMERIPRIME MONTEAGLE LARGE CAP | 03073N709 | MEHRX | NO LOAD | NON-NTF | AMERIPRIME | Y | $25,000.00 | $500.00 | $1,500.00 |
AMERIPRIME MONTEAGLE OPPORTUNITY GROWTH | 03073N402 | MGTFX | NO LOAD | NON-NTF | AMERIPRIME | Y | $25,000.00 | $500.00 | $1,500.00 |
AMERIPRIME MONTEAGLE VALUE | 03073N501 | MVRGX | NO LOAD | NON-NTF | AMERIPRIME | Y | $25,000.00 | $500.00 | $1,500.00 |
AMERIPRIME PAGAGON STRATEGIC ASCENT | 03073N816 | HEDGX | NO LOAD | NON-NTF | AMERIPRIME | Y | $5,000.00 | $250.00 | $500.00 |
AMERIPRIME PARAGON DYNAMIC FORTRESS | 03073N824 | FORTX | NO LOAD | NON-NTF | AMERIPRIME | Y | $5,000.00 | $250.00 | $500.00 |
AMF ADJUSTABLE RATE MORTGAGE FUND | 045419108 | ASARX | NO LOAD | NON-NTF | ASSET MANAGEMENT | Y | $10,000.00 | $1.00 | $10,000.00 |
AMF INTERMEDIATE MORTGAGE FUND | 045419207 | ASCPX | NO LOAD | NON-NTF | ASSET MANAGEMENT | Y | $10,000.00 | $1.00 | $10,000.00 |
AMF SHORT US GOVERNMENT FUND | 045419405 | ASITX | NO LOAD | NON-NTF | ASSET MANAGEMENT | Y | $10,000.00 | $1.00 | $10,000.00 |
AMF ULTRA SHORT FUND | 04543R106 | AULTX | NO LOAD | NON-NTF | ASSET MANAGEMENT | Y | $10,000.00 | $1.00 | $10,000.00 |
AMF US GOVERNMENT MORTGAGE FUND | 045420304 | ASMTX | NO LOAD | NON-NTF | ASSET MANAGEMENT | Y | $10,000.00 | $1.00 | $10,000.00 |
AMIDEX 35 | 03152E109 | AMDEX | NO LOAD | NON-NTF | AMIDEX | Y | $2,500.00 | $1,000.00 | $1,000.00 |
AMIDEX ISRAEL TECHNOLOGY | 03152E406 | AMITX | NO LOAD | NON-NTF | AMIDEX | Y | $2,500.00 | $1,000.00 | $1,000.00 |
API TRUST CAPITAL INCOME | 028837409 | APIGX | NO LOAD | NON-NTF | API TRUST | Y | $500.00 | $50.00 | $50.00 |
API TRUST GROWTH | 028837102 | APITX | NO LOAD | NON-NTF | API TRUST | Y | $500.00 | $50.00 | $50.00 |
API TRUST MULTIPLE INDEX TRUST | 028837805 | APIMX | NO LOAD | NON-NTF | API TRUST | Y | $500.00 | $50.00 | $50.00 |
API TRUST TREASURIES TRUST | 028837888 | APIUX | NO LOAD | NON-NTF | API TRUST | Y | $500.00 | $50.00 | $50.00 |
API TRUST YORKTOWN CLASSIC VALUE TRUST | 028837607 | YCVTX | NO LOAD | NON-NTF | API TRUST | Y | $500.00 | $50.00 | $50.00 |
AQUILA CAPITAL CASH MANAGEMENT (USED FOR A & C) | 139856108 | CCCXX | NO LOAD | NON-NTF | AQUILA | Y | $1,000.00 | $100.00 | $1,000.00 |
AQUINAS EQUITY GROWTH | 038396305 | AQEGX | NO LOAD | NON-NTF | AQUINAS | Y | $500.00 | $250.00 | $250.00 |
AQUINAS EQUITY INCOME | 038396206 | AQEIX | NO LOAD | NON-NTF | AQUINAS | Y | $500.00 | $250.00 | $250.00 |
AQUINAS FIXED INCOME | 038396107 | AQFIX | NO LOAD | NON-NTF | AQUINAS | Y | $500.00 | $250.00 | $250.00 |
AQUINAS SMALL CAP | 038396404 | AQBLX | NO LOAD | NON-NTF | AQUINAS | Y | $500.00 | $250.00 | $250.00 |
ARBITRAGE CLASS R | 03875R106 | ARBFX | NO LOAD | NON-NTF | ARBITRAGE | Y | $2,000.00 | $1.00 | $2,000.00 |
ARISTATA COLORADO QUALITY TAX EXEMPT | 317609501 | ACOTX | NO LOAD | NON-NTF | ARISTATA | Y | $2,000.00 | $50.00 | $2,000.00 |
ARISTATA EQUITY | 317609303 | AREQX | NO LOAD | NON-NTF | ARISTATA | Y | $2,000.00 | $50.00 | $2,000.00 |
ARISTATA QUALITY BOND | 317609402 | AQBDX | NO LOAD | NON-NTF | ARISTATA | Y | $2,000.00 | $50.00 | $2,000.00 |
AVATAR ADVANTAGE BALANCE | 007989866 | AABLX | NO LOAD | NON-NTF | AVATAR ADVANTAGE | Y | $2,500.00 | $250.00 | $250.00 |
AVATAR ADVANTAGE EQUITY ALLOCATION | 007989700 | AAEAX | NO LOAD | NON-NTF | AVATAR ADVANTAGE | Y | $2,500.00 | $250.00 | $250.00 |
AXA ROSENBERG ENHANCED 500 INVESTOR CLASS | 068310788 | REFIX | NO LOAD | NON-NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
AXA ROSENBERG EUROPEAN INVESTOR CLASS | 068310531 | AXEIX | NO LOAD | NON-NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
AXA ROSENBERG GLOBAL LONG SHORT EQUITY INVESTOR CLASS | 068310713 | RMSIX | NO LOAD | NON-NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
AXA ROSENBERG INTERNATIONAL EQUITY | 068310747 | RIEIX | NO LOAD | NON-NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
AXA ROSENBERG US DISCOVERY INVESTOR CLASS | 068310580 | RDVIX | NO LOAD | NON-NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
AXA ROSENBERG US LARGE CAP INVESTOR CLASS | 068310366 | AXLVX | NO LOAD | NON-NTF | AXA ROSENBERG | Y | $2,500.00 | $500.00 | $2,000.00 |
BARCLAYS GLOBAL INVESTORS ASSET ALLOCATION | 066922303 | WFAAX | NO LOAD | NON-NTF | BARCLAYS | Y | $1.00 | $1.00 | $1.00 |
BARCLAYS GLOBAL INVESTORS BOND INDEX | 066922105 | WFBIX | NO LOAD | NON-NTF | BARCLAYS | Y | $1.00 | $1.00 | $1.00 |
BARCLAYS GLOBAL INVESTORS LIFEPATH 2010 | 066922808 | STLBX | NO LOAD | NON-NTF | BARCLAYS | Y | $1.00 | $1.00 | $1.00 |
BARCLAYS GLOBAL INVESTORS LIFEPATH 2020 | 066922873 | STLCX | NO LOAD | NON-NTF | BARCLAYS | Y | $1.00 | $1.00 | $1.00 |
BARCLAYS GLOBAL INVESTORS LIFEPATH 2030 | 066922857 | STLDX | NO LOAD | NON-NTF | BARCLAYS | Y | $1.00 | $1.00 | $1.00 |
BARCLAYS GLOBAL INVESTORS LIFEPATH 2040 | 066922832 | STLEX | NO LOAD | NON-NTF | BARCLAYS | Y | $1.00 | $1.00 | $1.00 |
BARCLAYS GLOBAL INVESTORS LIFEPATH INCOME | 066922600 | STLAX | NO LOAD | NON-NTF | BARCLAYS | Y | $1.00 | $1.00 | $1.00 |
BARCLAYS GLOBAL INVESTORS S & P 500 INDEX | 066922204 | WFSPX | NO LOAD | NON-NTF | BARCLAYS | Y | $1.00 | $1.00 | $1.00 |
BERKSHIRE FOCUS | 084649102 | BFOCX | NO LOAD | NON-NTF | BERKSHIRE | Y | $5,000.00 | $500.00 | $2,000.00 |
BJURMAN ALL CAP GROWTH | 091794305 | BACFX | NO LOAD | NON-NTF | BJURMAN | Y | $5,000.00 | $100.00 | $2,000.00 |
BJURMAN BARRY SMALL CAP GROWTH | 091793109 | BBSFX | NO LOAD | NON-NTF | BJURMAN | Y | $5,000.00 | $100.00 | $2,000.00 |
BNY HAMILTON EQUITY INCOME INVESTOR | 05561M408 | BNEIX | NO LOAD | NON-NTF | BNY | Y | $2,000.00 | $100.00 | $250.00 |
BNY HAMILTON INTERMEDIATE GOVT INVESTOR | 05561M200 | BNIGX | NO LOAD | NON-NTF | BNY | Y | $2,000.00 | $100.00 | $250.00 |
BNY HAMILTON INTERMEDIATE NEW YORK TAX EX INVESTOR | 05561M309 | BNNYX | NO LOAD | NON-NTF | BNY | Y | $2,000.00 | $100.00 | $250.00 |
BNY HAMILTON MULTI CAP EQUITY INVESTOR | 05561M654 | BKMCX | NO LOAD | NON-NTF | BNY | Y | $2,000.00 | $100.00 | $500.00 |
BOSTON PARTNERS LARGE CAP INVESTORS | 749255451 | BPLIX | NO LOAD | NON-NTF | BOSTON PARTNERS | Y | $2,500.00 | $100.00 | $1,000.00 |
BOSTON PARTNERS LONG SHORT INVESTORS | 749255253 | BPLEX | NO LOAD | NON-NTF | BOSTON PARTNERS | N | $2,500.00 | $100.00 | $1,000.00 |
BOSTON PARTNERS MID CAP INVESTORS | 749255428 | BPMCX | NO LOAD | NON-NTF | BOSTON PARTNERS | Y | $2,500.00 | $100.00 | $1,000.00 |
BOSTON PARTNERS SMALL CAP VALUE II INVESTORS | 749255337 | BPSCX | NO LOAD | NON-NTF | BOSTON PARTNERS | N | $2,500.00 | $100.00 | $1,000.00 |
BRAMWELL FOCUS | 105114201 | BRFOX | NO LOAD | NON-NTF | BRAMWELL | Y | $1,000.00 | $100.00 | $500.00 |
BRAMWELL GROWTH | 105114102 | BRGRX | NO LOAD | NON-NTF | BRAMWELL | Y | $1,000.00 | $100.00 | $500.00 |
BRANDYWINE | 10532D107 | BRWIX | NO LOAD | NON-NTF | BRANDYWINE | Y | $25,000.00 | $1,000.00 | $25,000.00 |
BRANDYWINE BLUE | 10532B101 | BLUEX | NO LOAD | NON-NTF | BRANDYWINE | Y | $25,000.00 | $1,000.00 | $100,000.00 |
BRAZOS MICRO CAP CLASS N | 10620M753 | BMIAX | NO LOAD | NON-NTF | BRAZOS | Y | $500.00 | $100.00 | $250.00 |
BRAZOS MID CAP CLASS N | 10620M746 | BMCNZ | NO LOAD | NON-NTF | BRAZOS | Y | $500.00 | $100.00 | $250.00 |
BRAZOS MULTI CAP CLASS N | 10620M720 | BMUAX | NO LOAD | NON-NTF | BRAZOS | Y | $500.00 | $100.00 | $250.00 |
BRAZOS REAL ESTATE CLASS N | 10620M712 | BMREZ | NO LOAD | NON-NTF | BRAZOS | Y | $500.00 | $100.00 | $250.00 |
BRAZOS SMALL CAP CLASS N | 10620M738 | BSMAX | NO LOAD | NON-NTF | BRAZOS | N | $500.00 | $100.00 | $250.00 |
BRIDGEWAY AGGRESSIVE GROWTH CLASS N | 108747106 | BRAGX | NO LOAD | NON-NTF | BRIDGEWAY | N | $2,000.00 | $50.00 | $2,000.00 |
BRIDGEWAY AGGRESSIVE INVESTORS 2 CLASS N | 108747809 | BRAIX | NO LOAD | NON-NTF | BRIDGEWAY | Y | $2,000.00 | $50.00 | $2,000.00 |
BRIDGEWAY BALANCED CLASS N | 108747700 | BRBPX | NO LOAD | NON-NTF | BRIDGEWAY | Y | $2,000.00 | $50.00 | $2,000.00 |
BRIDGEWAY BLUE CHIP 35 INDEX CLASS N | 108747502 | BRLIX | NO LOAD | NON-NTF | BRIDGEWAY | Y | $2,000.00 | $50.00 | $2,000.00 |
BRIDGEWAY LARGE CAP GROWTH CLASS N | 108747882 | BRLGX | NO LOAD | NON-NTF | BRIDGEWAY | Y | $2,000.00 | $500.00 | $2,000.00 |
BRIDGEWAY LARGE CAP VALUE CLASS N | 108747866 | BRLVX | NO LOAD | NON-NTF | BRIDGEWAY | Y | $2,000.00 | $500.00 | $2,000.00 |
BRIDGEWAY MICRO CAP LIMITED CLASS N | 108747601 | BRMCX | NO LOAD | NON-NTF | BRIDGEWAY | N | $2,000.00 | $50.00 | $2,000.00 |
BRIDGEWAY SMALL CAP GROWTH CLASS N | 108747841 | BRSGX | NO LOAD | NON-NTF | BRIDGEWAY | Y | $2,000.00 | $500.00 | $2,000.00 |
BRIDGEWAY SMALL CAP VALUE CLASS N | 108747825 | BRSVX | NO LOAD | NON-NTF | BRIDGEWAY | Y | $2,000.00 | $500.00 | $2,000.00 |
BRIDGEWAY ULTRA SMALL COMPANY CLASS N | 108747304 | BRUSX | NO LOAD | NON-NTF | BRIDGEWAY | N | $2,000.00 | $50.00 | $2,000.00 |
BRIDGEWAY ULTRA SMALL COMPANY MARKET CLASS N | 108747403 | BRSIX | NO LOAD | NON-NTF | BRIDGEWAY | N | $2,000.00 | $50.00 | $2,000.00 |
BROWN IA GROWTH EQUITY | 349903476 | BIAGX | NO LOAD | NON-NTF | BROWN IA | Y | $5,000.00 | $50.00 | $2,000.00 |
CAPSTONE GROWTH | 14066Y107 | TRDFX | NO LOAD | NON-NTF | CAPSTONE | Y | $200.00 | $1.00 | $200.00 |
CAPSTONE SOCIAL ETHICS AND RELIGIOUS VALUES BOND CLASS A | 140671801 | CBDAX | NO LOAD | NON-NTF | CAPSTONE | Y | $200.00 | $1.00 | $200.00 |
CAPSTONE SOCIAL ETHICS AND RELIGIOUS VALUES INTERNATIONAL CLASS A | 140671868 | CSILX | NO LOAD | NON-NTF | CAPSTONE | Y | $200.00 | $1.00 | $200.00 |
CAPSTONE SOCIAL ETHICS AND RELIGIOUS VALUES LARGE EQUITY CLASS A | 140671884 | CSEAX | NO LOAD | NON-NTF | CAPSTONE | Y | $200.00 | $1.00 | $200.00 |
CAPSTONE SOCIAL ETHICS AND RELIGIOUS VALUES SHORT TERM BOND CLASS A | 140671702 | CSSHX | NO LOAD | NON-NTF | CAPSTONE | Y | $200.00 | $1.00 | $200.00 |
CAPSTONE SOCIAL ETHICS AND RELIGIOUS VALUES SMALL CAP EQUITY A | 140671876 | CSSEX | NO LOAD | NON-NTF | CAPSTONE | Y | $200.00 | $1.00 | $200.00 |
CAUSEWAY INTERNATIONAL VALUE INVESTOR CLASS | 14949P109 | CIVVX | NO LOAD | NON-NTF | CAUSEWAY | Y | $5,000.00 | $100.00 | $2,000.00 |
CENTURY SHARES TRUST | 156681108 | CENSX | NO LOAD | NON-NTF | CENTURY TRUST | Y | $1,000.00 | $50.00 | $1,000.00 |
CENTURY SMALL CAP SELECT | 15649P109 | CSMVX | NO LOAD | NON-NTF | CENTURY TRUST | Y | $1,000.00 | $50.00 | $1,000.00 |
CHESAPEAKE AGGRESSIVE GROWTH | 36559B104 | CPGRX | NO LOAD | NON-NTF | CHESAPEAKE | Y | $25,000.00 | $500.00 | $25,000.00 |
CHESAPEAKE CORE GROWTH | 36559B708 | CHCGX | NO LOAD | NON-NTF | CHESAPEAKE | Y | $25,000.00 | $500.00 | $25,000.00 |
CHOICE BALANCED | 17037Q202 | CHBLX | NO LOAD | NON-NTF | CHOICE | Y | $10,000.00 | $1,000.00 | $10,000.00 |
CHOICE FOCUS | 17037Q103 | CHFCX | NO LOAD | NON-NTF | CHOICE | Y | $10,000.00 | $1,000.00 | $10,000.00 |
CITIZENS 300 STANDARD SHARES | 174688747 | CFDCX | NO LOAD | NON-NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
CITIZENS BALANCED STANDARD SHARES | 174688788 | CFBLX | NO LOAD | NON-NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
CITIZENS SMALL CAP CORE GROWTH STANDARD SHARES | 174688101 | CSCSX | NO LOAD | NON-NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
CITIZENS ULTRA SHORT BOND STANDARD SHARES | 174688770 | CFSBX | NO LOAD | NON-NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
CITIZENS VALUE STANDARD SHARES | 174688820 | MYPVX | NO LOAD | NON-NTF | CITIZENS | Y | $2,500.00 | $50.00 | $1,000.00 |
COHEN & STEERS SPECIAL EQUITY | 19247M104 | CSSPX | NO LOAD | NON-NTF | COHEN & STEERS | Y | $10,000.00 | $1,000.00 | $1.00 |
CREDIT SUISSE ADVISOR CAPITAL APPRECIATION | 22542P202 | WCATX | NO LOAD | NON-NTF | CREDIT SUISSE | Y | $1.00 | $1.00 | $1.00 |
CREDIT SUISSE ADVISOR EMERGING GROWTH | 22543C200 | WEGTX | NO LOAD | NON-NTF | CREDIT SUISSE | Y | $1.00 | $1.00 | $1.00 |
CREDIT SUISSE ADVISOR EMERGING MARKETS | 22543D208 | WPEAX | NO LOAD | NON-NTF | CREDIT SUISSE | N | $1.00 | $1.00 | $1.00 |
CREDIT SUISSE ADVISOR FIXED INCOME | 22542N207 | WPFAX | NO LOAD | NON-NTF | CREDIT SUISSE | Y | $1.00 | $1.00 | $1.00 |
CREDIT SUISSE ADVISOR GLOBAL FIXED INCOME | 22543Y202 | WPGAX | NO LOAD | NON-NTF | CREDIT SUISSE | N | $1.00 | $1.00 | $1.00 |
CREDIT SUISSE ADVISOR GLOBAL POST VENTURE CAPITAL | 22544E205 | WPVAX | NO LOAD | NON-NTF | CREDIT SUISSE | Y | $1.00 | $1.00 | $1.00 |
CREDIT SUISSE ADVISOR INTERNATIONAL FOCUS | 22544L407 | CUFAX | NO LOAD | NON-NTF | CREDIT SUISSE | Y | $1.00 | $1.00 | $1.00 |
CREDIT SUISSE ADVISOR JAPAN GROWTH | 22543V208 | WPJAX | NO LOAD | NON-NTF | CREDIT SUISSE | N | $1.00 | $1.00 | $1.00 |
CREDIT SUISSE HIGH INCOME CLASS D | 22540S844 | CHIDX | NO LOAD | NON-NTF | CREDIT SUISSE | Y | $1,000.00 | $25.00 | $1.00 |
CREDIT SUISSE NEW YORK INTERMEDIATE MUNICIPAL COMMON SHARES | 22542M100 | CNMBX | NO LOAD | NON-NTF | CREDIT SUISSE | Y | $2,500.00 | $100.00 | $500.00 |
CRM LARGE CAP VALUE INVESTOR CLASS | 92934R751 | CRMLX | NO LOAD | NON-NTF | CRM | Y | $10,000.00 | $100.00 | $2,000.00 |
CRM MID CAP VALUE INVESTOR CLASS | 92934R777 | CRMMX | NO LOAD | NON-NTF | CRM | Y | $10,000.00 | $100.00 | $2,000.00 |
CRM SMALL CAP VALUE INVESTOR CLASS | 92934R793 | CRMSX | NO LOAD | NON-NTF | CRM | Y | $10,000.00 | $100.00 | $2,000.00 |
DELAFIELD FUND | 245524103 | DEFIX | NO LOAD | NON-NTF | DELAFIELD | Y | $5,000.00 | $1.00 | $250.00 |
DODGE & COX BALANCED | 256201104 | DODBX | NO LOAD | NON-NTF | DODGE & COX | Y | $2,500.00 | $100.00 | $1,000.00 |
DODGE & COX INCOME | 256210105 | DODIX | NO LOAD | NON-NTF | DODGE & COX | Y | $2,500.00 | $100.00 | $1,000.00 |
DODGE & COX INTERNATIONAL STOCK | 256206103 | DODFX | NO LOAD | NON-NTF | DODGE & COX | Y | $2,500.00 | $100.00 | $1,000.00 |
DODGE & COX STOCK | 256219106 | DODGX | NO LOAD | NON-NTF | DODGE & COX | Y | $2,500.00 | $100.00 | $1,000.00 |
DOMINI SOCIAL BOND | 257132209 | DSBFX | NO LOAD | NON-NTF | DOMINI | Y | $1,000.00 | $1.00 | $250.00 |
DOMINI SOCIAL EQUITY | 257132100 | DSEFX | NO LOAD | NON-NTF | DOMINI | Y | $1,000.00 | $1.00 | $250.00 |
DREYFUS BASIC GNMA | 26188N108 | DIGFX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS BASIC S&P 500 STOCK INDEX | 261978811 | DSPIX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS BOND MARKET INDEX BASIC CLASS | 261978878 | DBIRX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS CALIFORNIA INTERMEDIATE BOND | 261960108 | DCIMX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS CORE VALUE INVESTORS | 261980601 | DCVFX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS CT INTERMEDIATE MUNI BOND | 261962104 | DCTIX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS FLORIDA INTERMEDIATE MUNI BOND | 261894109 | DFLIX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS BALANCED CLASS F | 262001431 | FRINX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS DISCOVERY CLASS F | 262001449 | FDISX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS FOCUS CLASS F | 262001423 | DFFFZ | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS GOV'T SECURITIES CLASS F | 262001456 | FGVSX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS GROWTH & INCOME CLASS F | 262001472 | FRMUX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS GROWTH CLASS F | 262001464 | FRGRX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS INTERNATIONAL EQUITY CLASS F | 262001480 | FOIEX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS MID CAP GROWTH CLASS F | 262001498 | FRSPX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS PASSPORT CLASS F | 262001522 | FPSSX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS FOUNDERS WORLDWIDE GROWTH CLASS F | 262001530 | FWWGX | NO LOAD | NON-NTF | DREYFUS FOUNDERS | N | $1,000.00 | $100.00 | $750.00 |
DREYFUS GENERAL CA MUNI BOND | 36930L102 | GCABX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS GENERAL MONEY MARKET | 370375107 | GMMXX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS GENERAL NY MUNI BOND | 370454100 | GNYMX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS INTERMEDIATE TERM INCOME | 261967202 | DRITX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS MA INTERMEDIATE MUNI BOND | 261965107 | DMAIX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS MA TAX EXEMPT BOND | 261901102 | DMEBX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS NEW JERSEY INTERMEDIATE MUNI BOND | 261964100 | DNJIX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS NEW YORK INTERMEDIATE TAX EXEMPT BOND | 261931109 | DRNIX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS PENNSYLVANIA INTERMEDIATE MUNICIPAL BOND | 261972103 | DPABX | NO LOAD | NON-NTF | DREYFUS | Y | $1,000.00 | $100.00 | $750.00 |
DREYFUS PREMIER SHORT INTERMEDIATE MUNICIPAL BOND CLASS P | 261918403 | DSBPX | NO LOAD | NON-NTF | DREYFUS | Y | $100,000.00 | $100.00 | $750.00 |
DREYFUS PREMIER SHORT TERM INCOME CLASS P | 261967889 | DSHPX | NO LOAD | NON-NTF | DREYFUS | Y | $100,000.00 | $100.00 | $750.00 |
DREYFUS PREMIER YIELD ADVANTAGE CLASS P | 261967855 | DPYPX | NO LOAD | NON-NTF | DREYFUS | Y | $100,000.00 | $100.00 | $750.00 |
DREYFUS SMALL COMPANY VALUE | 26200C403 | DSCVX | NO LOAD | NON-NTF | DREYFUS | N | $1,000.00 | $100.00 | $750.00 |
DUNCAN HURST AGGRESSIVE GROWTH CLASS R | 742935661 | DHAGX | NO LOAD | NON-NTF | DUNCAN HURST | N | $2,500.00 | $100.00 | $2,000.00 |
DUNCAN HURST INTERNATIONAL GROWTH CLASS R | 742935620 | PMDGZ | NO LOAD | NON-NTF | DUNCAN HURST | N | $2,500.00 | $100.00 | $2,000.00 |
EATON VANCE FLOATING RATE ADVISER CLASS | 277911533 | EABLX | NO LOAD | NON-NTF | EATON VANCE | Y | $1,000.00 | $50.00 | $1,000.00 |
ECLIPSE INTERNATIONAL BROAD MARKET | 278846704 | NIEAX | NO LOAD | NON-NTF | ECLIPSE | N | $1,000.00 | $100.00 | $1,000.00 |
ECLIPSE INTERNATIONAL EQUITY | 278846845 | NINQX | NO LOAD | NON-NTF | ECLIPSE | Y | $1,000.00 | $100.00 | $1,000.00 |
EXCELSIOR BIOTECHNOLOGY | 300722618 | UMBTX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR CALIFORNIA TAX EXEMPT INCOME | 300861606 | UMCAX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR EMERGING MARKETS | 300722667 | UMEMX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR HIGH YIELD FUND | 300722634 | UMHYX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR INTERNATIONAL | 300722600 | UMINX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR NEW YORK INTERMEDIATE TERM TAX EXEMPT | 300861408 | UMNYX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR PACIFIC/ASIA | 300722717 | USPAX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR REAL ESTATE | 300722675 | UMREX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR SHORT TERM GOVERNMENT SECURITIES | 300722824 | UMGVX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR SHORT TERM TAX EXEMPT SECURITIES | 300861507 | USSSX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR SMALL CAP | 300722816 | UMLCX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
EXCELSIOR VALUE EQUITY | 300727831 | UMVEX | NO LOAD | NON-NTF | EXCELSIOR | Y | $500.00 | $50.00 | $250.00 |
FAIRHOLME FUND | 304871106 | FAIRX | NO LOAD | NON-NTF | FAIRHOLME | Y | $2,500.00 | $1,000.00 | $1,000.00 |
FEDERATED AMERICAN LEADERS CLASS F | 313914400 | FALFX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED BOND CLASS F | 31420F400 | ISHIX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED CAPITAL INCOME CLASS F | 31420C845 | CAPFX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED CAPITAL PRESERVATION | 140411109 | CPFUZ | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
FEDERATED EQUITY INCOME CLASS F | 313915407 | LFEIX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED GNMA INSTITUTIONAL SHARES | 314184102 | FGMAX | NO LOAD | NON-NTF | FEDERATED | Y | $25,000.00 | $100.00 | $250.00 |
FEDERATED GOVERNMENT INCOME SECS CLASS F | 313912107 | FGOIX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED INCOME TRUST INSTITUTIONAL | 314199100 | FICMX | NO LOAD | NON-NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
FEDERATED KAUFMANN CLASS K | 314172644 | KAUFX | NO LOAD | NON-NTF | FEDERATED | N | $1,500.00 | $100.00 | $250.00 |
FEDERATED LIMITED DURATION GOV'T INSTITUTIONAL SVC | 314213208 | FLDSX | NO LOAD | NON-NTF | FEDERATED | Y | $25,000.00 | $100.00 | $250.00 |
FEDERATED LIMITED TERM CLASS F | 31417P205 | LTFSX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED LIMITED TERM MUNICIPAL CLASS F | 31417P403 | LMFSX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED MID CAP | 31420E205 | FMDCX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
FEDERATED MMKT GOVERNMENT OBLIGATIONS INSTL SVCS | 60934N807 | GOSXX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $50.00 | $250.00 |
FEDERATED MORTGAGE FUND INSTITUTIONAL SHARES | 31428Q887 | FGFIX | NO LOAD | NON-NTF | FEDERATED | Y | $100,000.00 | $100.00 | $250.00 |
FEDERATED MUNICIPAL OPPORTUNITIES CLASS F | 313910101 | FHTFX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED OHIO MUNI INCOME CLASS F | 313923609 | OMIFX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED SHORT TERM INCOME INSTITUTIONAL | 31420C209 | FSTIX | NO LOAD | NON-NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
FEDERATED SHORT TERM MUNICIPAL TRUST INSTITUTIONAL | 313907107 | FSHIX | NO LOAD | NON-NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
FEDERATED STRATEGIC INCOME CLASS F | 31417P809 | STFSX | NO LOAD | NON-NTF | FEDERATED | Y | $1,500.00 | $100.00 | $250.00 |
FEDERATED ULTRASHORT BOND INSTITUTIONAL SHARES | 31428Q879 | FULIX | NO LOAD | NON-NTF | FEDERATED | Y | $250,000.00 | $100.00 | $250.00 |
FEDERATED US GOVT SECS 1-3 YEARS INSTITUTIONAL | 31428M100 | FSGVX | NO LOAD | NON-NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
FEDERATED US GOVT SECS 2-5 YEARS INSTITUTIONAL | 31428P103 | FIGTX | NO LOAD | NON-NTF | FEDERATED | Y | $25,000.00 | $1.00 | $250.00 |
FIRSTHAND E-COMMERCE | 337941504 | TEFQX | NO LOAD | NON-NTF | FIRSTHAND | Y | $10,000.00 | $1.00 | $2,000.00 |
FIRSTHAND GLOBAL TECHNOLOGY | 337941702 | GTFQX | NO LOAD | NON-NTF | FIRSTHAND | Y | $10,000.00 | $1.00 | $2,000.00 |
FIRSTHAND TECHNOLOGY INNOVATORS | 337941405 | TIFQX | NO LOAD | NON-NTF | FIRSTHAND | Y | $10,000.00 | $1.00 | $2,000.00 |
FIRSTHAND TECHNOLOGY LEADERS | 337941306 | TLFQX | NO LOAD | NON-NTF | FIRSTHAND | Y | $10,000.00 | $1.00 | $2,000.00 |
FIRSTHAND TECHNOLOGY VALUE | 337941108 | TVFQX | NO LOAD | NON-NTF | FIRSTHAND | Y | $10,000.00 | $1.00 | $2,000.00 |
FLEX AGGRESSIVE GROWTH | 339370868 | FLAGX | NO LOAD | NON-NTF | FLEX | Y | $1.00 | $50.00 | $1.00 |
FLEX DYNAMIC GROWTH | 339370876 | FLDGX | NO LOAD | NON-NTF | FLEX | Y | $1.00 | $50.00 | $1.00 |
FLEX HIGHLANDS GROWTH | 339370207 | FLCGX | NO LOAD | NON-NTF | FLEX | Y | $1.00 | $50.00 | $1.00 |
FLEX MUIRFIELD | 339370603 | FLMFX | NO LOAD | NON-NTF | FLEX | Y | $1.00 | $50.00 | $1.00 |
FLEX TOTAL RETURN UTILITIES | 339370884 | FLRUX | NO LOAD | NON-NTF | FLEX | Y | $1.00 | $50.00 | $1.00 |
FLEX US GOV'T BOND | 339370405 | FLXBX | NO LOAD | NON-NTF | FLEX | Y | $1.00 | $50.00 | $1.00 |
FMI COMMON STOCK | 30249V109 | FMIMX | NO LOAD | NON-NTF | FMI | Y | $1,000.00 | $1.00 | $1,000.00 |
FMI FOCUS | 302933106 | FMIOX | NO LOAD | NON-NTF | FMI | Y | $1,000.00 | $50.00 | $1,000.00 |
FORUM POLARIS GLOBAL VALUE CLASS A | 349903484 | PGVFX | NO LOAD | NON-NTF | FORUM | Y | $5,000.00 | $500.00 | $2,000.00 |
FORWARD HANSBERGER INTERNATIONAL GROWTH INVESTOR CLASS | 349913301 | FFINX | NO LOAD | NON-NTF | FORWARD | Y | $2,500.00 | $100.00 | $1,000.00 |
FORWARD HOOVER SMALL CAP EQUITY INVESTOR CLASS | 349913608 | FFSCX | NO LOAD | NON-NTF | FORWARD | Y | $2,500.00 | $100.00 | $1,000.00 |
FORWARD INTERNATIONAL SMALL COMPANIES INVESTOR CLASS | 349913830 | FISIZ | NO LOAD | NON-NTF | FORWARD | Y | $2,500.00 | $100.00 | $1,000.00 |
FORWARD SIERRA CLUB BALANCED INVESTOR CLASS | 349913863 | SCFLX | NO LOAD | NON-NTF | FORWARD | Y | $2,500.00 | $100.00 | $1,000.00 |
FORWARD SIERRA CLUB STOCK INVESTOR CLASS | 349913855 | SCFSX | NO LOAD | NON-NTF | FORWARD | Y | $2,500.00 | $100.00 | $1,000.00 |
FORWARD UNIPLAN REAL ESTATE INVESTMENT INVESTOR CLASS | 349913707 | FFREX | NO LOAD | NON-NTF | FORWARD | Y | $2,500.00 | $100.00 | $1,000.00 |
FREMONT BOND | 357378504 | FBDFX | NO LOAD | NON-NTF | FREMONT | Y | $1,000.00 | $50.00 | $50.00 |
FREMONT CALIFORNIA INTERMEDIATE TAX FREE | 357378306 | FCATX | NO LOAD | NON-NTF | FREMONT | Y | $1,000.00 | $50.00 | $50.00 |
FREMONT GLOBAL | 357378108 | FMAFX | NO LOAD | NON-NTF | FREMONT | Y | $1,000.00 | $50.00 | $50.00 |
FREMONT INST. US MICROCAP | 357378876 | FIMCX | NO LOAD | NON-NTF | FREMONT | Y | $1,000.00 | $50.00 | $50.00 |
FREMONT INTERNATIONAL GROWTH | 357378603 | FIGFX | NO LOAD | NON-NTF | FREMONT | Y | $1,000.00 | $50.00 | $50.00 |
FREMONT NEW ERA GROWTH | 357378819 | FNEGX | NO LOAD | NON-NTF | FREMONT | Y | $2,000.00 | $100.00 | $1,000.00 |
FREMONT NEW ERA VALUE | 357378835 | FNEVX | NO LOAD | NON-NTF | FREMONT | Y | $2,000.00 | $100.00 | $1,000.00 |
FREMONT REAL ESTATE SECURITIES | 357378843 | FREFX | NO LOAD | NON-NTF | FREMONT | Y | $1,000.00 | $50.00 | $50.00 |
FREMONT STRUCTURED CORE | 357378405 | FEQFX | NO LOAD | NON-NTF | FREMONT | Y | $1,000.00 | $50.00 | $50.00 |
FREMONT US MICROCAP | 357378702 | FUSMX | NO LOAD | NON-NTF | FREMONT | N | $1,000.00 | $50.00 | $50.00 |
FREMONT US SMALL CAP | 357378868 | FUSSX | NO LOAD | NON-NTF | FREMONT | Y | $1,000.00 | $50.00 | $50.00 |
FUND X UPGRADER | 742935547 | FUNDX | NO LOAD | NON-NTF | FUND X | Y | $10,000.00 | $500.00 | $2,000.00 |
GATEWAY FUND | 367829207 | GATEX | NO LOAD | NON-NTF | GATEWAY | Y | $1,000.00 | $100.00 | $500.00 |
GREEN CENTURY BALANCED | 392768107 | GCBLX | NO LOAD | NON-NTF | GREEN CENTURY | Y | $2,000.00 | $100.00 | $500.00 |
GREEN CENTURY EQUITY | 392768305 | GCEQX | NO LOAD | NON-NTF | GREEN CENTURY | Y | $2,000.00 | $100.00 | $500.00 |
HARBOR BOND | 411511108 | HABDX | NO LOAD | NON-NTF | HARBOR | Y | $1,000.00 | $100.00 | $500.00 |
HARBOR CAPITAL APPRECIATION | 411511504 | HACAX | NO LOAD | NON-NTF | HARBOR | Y | $1,000.00 | $100.00 | $500.00 |
HARBOR INTERNATIONAL | 411511306 | HAINX | NO LOAD | NON-NTF | HARBOR | Y | $1,000.00 | $100.00 | $500.00 |
HARBOR INTERNATIONAL GROWTH | 411511801 | HAIGX | NO LOAD | NON-NTF | HARBOR | Y | $1,000.00 | $100.00 | $500.00 |
HARBOR MID CAP GROWTH | 411511876 | HAMGX | NO LOAD | NON-NTF | HARBOR | Y | $1,000.00 | $100.00 | $500.00 |
HARBOR SHORT DURATION | 411511702 | HASDX | NO LOAD | NON-NTF | HARBOR | Y | $1,000.00 | $100.00 | $500.00 |
HARBOR SMALL CAP GROWTH | 411511868 | HASGX | NO LOAD | NON-NTF | HARBOR | N | $1,000.00 | $100.00 | $500.00 |
HARBOR SMALL CAP VALUE | 411511843 | HASCX | NO LOAD | NON-NTF | HARBOR | Y | $1,000.00 | $100.00 | $500.00 |
HARBOR VALUE | 411511603 | HAVLX | NO LOAD | NON-NTF | HARBOR | Y | $1,000.00 | $100.00 | $500.00 |
HARDING LOEVNER EMERGING MARKETS | 412295305 | HLEMX | NO LOAD | NON-NTF | HARDING LOEVNER | Y | $100,000.00 | $1.00 | $100,000.00 |
HARDING LOEVNER GLOBAL PORTFOLIO | 412295206 | HLMGX | NO LOAD | NON-NTF | HARDING LOEVNER | Y | $100,000.00 | $1.00 | $100,000.00 |
HARDING LOEVNER INTERNATIONAL EQUITY | 412295107 | HLMIX | NO LOAD | NON-NTF | HARDING LOEVNER | Y | $100,000.00 | $1.00 | $100,000.00 |
HARDING LOEVNER MULTI ASSET GLOBAL | 412295404 | HLMMX | NO LOAD | NON-NTF | HARDING LOEVNER | Y | $100,000.00 | $1.00 | $100,000.00 |
HARRIS, BRETALL, SULLIVAN & SMITH GROWTH | 742935778 | HBSSX | NO LOAD | NON-NTF | HARRIS BRETALL | Y | $10,000.00 | $1,000.00 | $10,000.00 |
HENLOPEN FUND | 425900107 | HENLX | NO LOAD | NON-NTF | HENLOPEN | Y | $2,000.00 | $500.00 | $2,000.00 |
HENNESSY BALANCED | 425887106 | HBFBX | NO LOAD | NON-NTF | HENNESSEY | Y | $2,500.00 | $100.00 | $250.00 |
HENNESSY CORNERSTONE GROWTH | 425888104 | HFCGX | NO LOAD | NON-NTF | HENNESSEY | Y | $2,500.00 | $100.00 | $250.00 |
HENNESSY CORNERSTONE VALUE | 425888203 | HFCVX | NO LOAD | NON-NTF | HENNESSEY | Y | $2,500.00 | $100.00 | $250.00 |
HENNESSY LEVERAGED DOGS | 425887205 | HDOGX | NO LOAD | NON-NTF | HENNESSEY | Y | $2,500.00 | $100.00 | $250.00 |
HENSSLER EQUITY | 426894101 | HEQFX | NO LOAD | NON-NTF | HENSSLER | Y | $2,000.00 | $200.00 | $1,000.00 |
HILLMAN AGGRESSIVE EQUITY | 43162P108 | HCMAX | NO LOAD | NON-NTF | HILLMAN | Y | $5,000.00 | $500.00 | $5,000.00 |
HILLMAN TOTAL RETURN | 43162P207 | HCMTX | NO LOAD | NON-NTF | HILLMAN | Y | $5,000.00 | $500.00 | $5,000.00 |
HODGES FUND | 742935109 | HDPMX | NO LOAD | NON-NTF | HODGES | Y | $250.00 | $50.00 | $250.00 |
HOWARD EQUITY | 442668109 | HEFGX | NO LOAD | NON-NTF | HOWARD EQUITY | Y | $1,000.00 | $100.00 | $500.00 |
HUSSMAN STRATEGIC GROWTH | 448108100 | HSGFX | NO LOAD | NON-NTF | HUSSMAN | Y | $1,000.00 | $100.00 | $500.00 |
HUSSMAN STRATEGIC TOTAL RETURN | 448108209 | HSTRX | NO LOAD | NON-NTF | HUSSMAN | Y | $1,000.00 | $100.00 | $500.00 |
ICM ISABELLE SMALL CAP VALUE INVESTMENT SHARES | 44928J105 | IZZYX | NO LOAD | NON-NTF | ICM ISABELLE | Y | $1,000.00 | $50.00 | $1,000.00 |
ICM SMALL COMPANY | 00758M220 | ICSCX | NO LOAD | NON-NTF | ICM SMALL COMPANY | N | $2,500,000.00 | $1,000.00 | $500.00 |
ICON CORE EQUITY CLASS C | 44929K788 | ICNCX | NO LOAD | NON-NTF | ICON | Y | $1,000.00 | $100.00 | $1,000.00 |
IDEX CASH EQUIVALENT GOV'T SECURITIES | 45167Q205 | IGSPZ | NO LOAD | NON-NTF | IDEX | Y | $500.00 | $50.00 | $500.00 |
IDEX CASH EQUIVALENT TAX EXEMPT | 45167Q304 | IDCTZ | NO LOAD | NON-NTF | IDEX | Y | $500.00 | $50.00 | $500.00 |
ING CONVERTIBLE CLASS Q | 44978A210 | NAIQX | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING CORPORATE LEADERS TRUST CLASS A | 44978J104 | LEXCX | NO LOAD | NON-NTF | ING | Y | $1,000.00 | $100.00 | $250.00 |
ING DISCIPLINED LARGE CAP CLASS Q | 44978A319 | IECQZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING EMERGING COUNTRIES CLASS Q | 44980R847 | NACQX | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING EQUITY AND BOND CLASS Q | 44978A269 | NABQX | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING FOREIGN CLASS Q | 44980R144 | INABZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING GLOBAL REAL ESTATE CLASS Q | 44980R284 | IGRQZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING GNMA CLASS Q | 44977C381 | IFGQZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING GROWTH AND VALUE CLASS Q | 44980J407 | IFFFZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING GROWTH OPPORTUNITIES CLASS Q | 44978A376 | IEGQZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING HIGH YIELD OPPORTUNITY CLASS Q | 44977C548 | IFHQZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING INTERNATIONAL SMALL CAP GROWTH CLASS Q | 44980R698 | NAGUX | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING LARGE CAP GROWTH CLASS Q | 44978A152 | NLCQX | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING MAGNA CAP CLASS Q | 44980G866 | IDNDZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING MID CAP OPPORTUNITIES CLASS Q | 44978A889 | IETMZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING MID CAP VALUE CLASS Q | 44978A749 | IQTRZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING REAL ESTATE CLASS Q | 44981V805 | IERQZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING SENIOR INCOME CLASS Q | 44980V400 | XSIQX | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING SMALL CAP OPPORTUNITIES CLASS Q | 44981V102 | IEOQZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
ING SMALL CAP VALUE CLASS Q | 44978A681 | IDSPZ | NO LOAD | NON-NTF | ING | Y | $250,000.00 | $10,000.00 | $250,000.00 |
IPS MILLENNIUM GROWTH & INCOME | 449837103 | IPSMX | NO LOAD | NON-NTF | IPS | Y | $1,000.00 | $50.00 | $50.00 |
IPS NEW FRONTIER MID CAP GROWTH | 449837301 | IPSFX | NO LOAD | NON-NTF | IPS | Y | $1,000.00 | $50.00 | $50.00 |
JACOB INTERNET | 469787105 | JAMFX | NO LOAD | NON-NTF | JACOB INTERNET | Y | $2,500.00 | $100.00 | $1,000.00 |
JAMES C. EDWARDS EQUITY MASTERS | 742935679 | PMJEZ | NO LOAD | NON-NTF | JAMES C EDWARDS | Y | $5,000.00 | $1,000.00 | $2,000.00 |
JAMESTOWN BALANCED | 969557503 | JAMBX | NO LOAD | NON-NTF | JAMESTOWN | Y | $5,000.00 | $500.00 | $5,000.00 |
JAMESTOWN INTERNATIONAL EQUITY | 969557867 | JAMIX | NO LOAD | NON-NTF | JAMESTOWN | Y | $5,000.00 | $500.00 | $5,000.00 |
JANUS ADVISER BALANCED CLASS I | 47102R504 | JABRX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER CAPITAL APPRECIATION CLASS I | 47102R405 | JARTX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER CORE EQUITY CLASS I | 47102R603 | JADEX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER FLEXIBLE INCOME CLASS I | 47102R868 | JADFX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER FOREIGN STOCK CLASS I | 47102R843 | JADVX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER GROWTH AND INCOME CLASS I | 47102R702 | JADGX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER GROWTH CLASS I | 47102R207 | JGORX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER INTERNATIONAL EQUITY CLASS I | 47102V604 | JVIIX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER INTERNATIONAL GROWTH CLASS I | 47102R884 | JIGRX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER MID CAP GROWTH CLASS I | 47102R306 | JGRTX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER MID CAP VALUE CLASS I | 47102R652 | JMVIX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER RISK MANAGED CORE CLASS I | 47103R678 | JLCIX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER RISK MANAGED GROWTH CLASS I | 47102R694 | JCGIX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER SMALL COMPANY VALUE CLASS I | 47102R629 | JISCX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER US VALUE CLASS I | 47102V208 | JVVIX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JANUS ADVISER WORLDWIDE CLASS I | 47102R876 | JWGRX | NO LOAD | NON-NTF | JANUS | Y | $2,500.00 | $100.00 | $500.00 |
JP MORGAN GLOBAL HEALTHCARE SELECT SHARES | 616920724 | JPGHX | NO LOAD | NON-NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1.00 |
JP MORGAN TAX AWARE SMALL COMPANY OPPTIES SELECT SHARES | 616920716 | JPTOX | NO LOAD | NON-NTF | JP MORGAN | Y | $2,500.00 | $500.00 | $1,000.00 |
JULIUS BAER GLOBAL INCOME CLASS A | 481370302 | BJBGX | NO LOAD | NON-NTF | JULIUS BAER | Y | $2,500.00 | $100.00 | $100.00 |
JULIUS BAER INTERNATIONAL EQUITY CLASS A | 481370104 | BJBIX | NO LOAD | NON-NTF | JULIUS BAER | Y | $2,500.00 | $100.00 | $100.00 |
KELMOORE STRATEGY COVERED OPTION CLASS C | 488160102 | KSOIX | NO LOAD | NON-NTF | KELMOORE | Y | $1,000.00 | $50.00 | $500.00 |
KELMOORE STRATEGY EAGLE CLASS C | 488160409 | KSECX | NO LOAD | NON-NTF | KELMOORE | Y | $1,000.00 | $50.00 | $500.00 |
KELMOORE STRATEGY LIBERTY CLASS C | 488160607 | KSLCX | NO LOAD | NON-NTF | KELMOORE | Y | $1,000.00 | $50.00 | $500.00 |
KINETICS EMERGING GROWTH | 494613805 | WWWEX | NO LOAD | NON-NTF | KINETICS | Y | $1,000.00 | $100.00 | $1,000.00 |
KINETICS INTERNET | 460953102 | WWWFX | NO LOAD | NON-NTF | KINETICS | Y | $1,000.00 | $100.00 | $1,000.00 |
KINETICS MEDICAL | 494613102 | MEDRX | NO LOAD | NON-NTF | KINETICS | Y | $1,000.00 | $100.00 | $1,000.00 |
KINETICS NEW PARADIGM | 494613607 | WWNPX | NO LOAD | NON-NTF | KINETICS | Y | $1,000.00 | $100.00 | $1,000.00 |
KINETICS SMALL CAP OPPORTUNITIES | 494613706 | KSCOX | NO LOAD | NON-NTF | KINETICS | Y | $1,000.00 | $100.00 | $1,000.00 |
LAZARD BOND RETAIL | 52106N814 | LZBOX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD EMERGING MARKETS OPEN SHARES | 52106N764 | LZOEX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD EMERGING WORLD | 52106N731 | LEWFZ | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD EQUITY RETAIL | 52106N848 | LZEOX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD HIGH YIELD RETAIL | 52106N681 | LZHOX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD INTERNATIONAL EQUITY OPEN SHARES | 52106N830 | LZIOX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD INTERNATIONAL SMALL CAPITALIZATION OPEN SHARES | 52106N772 | LZSMX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD MID CAP OPEN SHARES | 52106N715 | LZMOX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD SMALL CAPITALIZATION RETAIL | 52106N780 | LZCOX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LAZARD STRATEGIC YIELD OPEN SHARES | 52106N798 | LZSOX | NO LOAD | NON-NTF | LAZARD | Y | $10,000.00 | $1.00 | $10,000.00 |
LEUTHOLD CORE INVESTMENT | 527289102 | LCORX | NO LOAD | NON-NTF | LEUTHOLD | Y | $10,000.00 | $100.00 | $1,000.00 |
LEUTHOLD GRIZZLY SHORT | 527289300 | GRZZX | NO LOAD | NON-NTF | LEUTHOLD | Y | $10,000.00 | $100.00 | $1,000.00 |
LEUTHOLD SELECT INDUSTRIES | 527289201 | LSLTX | NO LOAD | NON-NTF | LEUTHOLD | Y | $10,000.00 | $100.00 | $1,000.00 |
LIPPER MERGER RETAIL | 536312861 | LMFRX | NO LOAD | NON-NTF | LIPPER | Y | $10,000.00 | $2,500.00 | $2,000.00 |
LIPPER PRIME EUROPE EQUITY RETAIL | 536312804 | LPERX | NO LOAD | NON-NTF | LIPPER | Y | $10,000.00 | $2,500.00 | $2,000.00 |
LONGLEAF PARTNERS | 543069108 | LLPFX | NO LOAD | NON-NTF | LONGLEAF | Y | $10,000.00 | $1.00 | $10,000.00 |
LONGLEAF PARTNERS INTERNATIONAL | 543069405 | LLINX | NO LOAD | NON-NTF | LONGLEAF | Y | $10,000.00 | $1.00 | $10,000.00 |
LONGLEAF PARTNERS SMALL CAP | 543069207 | LLSCX | NO LOAD | NON-NTF | LONGLEAF | N | $10,000.00 | $1.00 | $10,000.00 |
LOOMIS SAYLES AGGRESSIVE GROWTH INSTL | 543487797 | LSAIX | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES BOND INSTL | 543495840 | LSBDX | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $25,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES CORE VALUE INSTL | 543487201 | LSGIX | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES GLOBAL BOND INSTL | 543495782 | LSGBX | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES GLOBAL TECHNOLOGY INSTL | 543487540 | LSGTZ | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES INTERMEDIATE MATURITY BOND INSTL | 543487839 | LIMIZ | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES SHORT TERM BOND INSTL | 543487888 | LSSTX | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES SMALL CAP GROWTH INSTL | 543487854 | LSSIX | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES SMALL CAP VALUE INSTL | 543495816 | LSSCX | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
LOOMIS SAYLES US GOVERNMENT SECURITIES INSTL | 543495766 | LSGSX | NO LOAD | NON-NTF | LOOMIS SAYLES | Y | $250,000.00 | $50.00 | $2,500.00 |
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