| |
| Name | Cusip | Symbol | Load Type | NTF Status | Family Name | Open for new investors (Y/N) | Initial Minimum | Subsequent Minimum | IRA Miniumum |
| ACCESSOR AGGRESSIVE GROWTH ALLOCATION CLASS C | 004322392 | ACAGX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR BALANCED ALLOCATION CLASS C | 004322434 | ABAFX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR GROWTH ALLOCATION CLASS C | 004322418 | AGGGX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR GROWTH AND INCOME ALLOCATION CLASS C | 004322426 | AGIGX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR GROWTH CLASS C | 004322558 | AGCGX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR HIGH YIELD BOND CLASS C | 004322517 | AHYIX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR INCOME ALLOCATION CLASS C | 004322459 | AIACX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR INCOME AND GROWTH ALLOCATION CLASS C | 004322442 | AIGMX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR INTERMEDIATE FIXED INCOME CLASS C | 004322491 | ACCFX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR INTERNATIONAL EQUITY CLASS C | 004322525 | AICIX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR MONEY MARKET CLASS C | 004322467 | AUCXX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR MORTGAGE SECURITIES CLASS C | 004322475 | ACMSX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR SHORT INTERMEDIATE FIXED INCOME CLASS C | 004322483 | ASFCX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR SMALL TO MID CAP CLASS C | 004322533 | ACSMX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ACCESSOR VALUE CLASS C | 004322541 | AVCVX | BACK END | NON-NTF | ACCESSOR | Y | $5,000.00 | $1,000.00 | $2,000.00 |
| ADVISOR ONE AMERIGO CLASS C | 00764F102 | CLCCX | BACK END | NON-NTF | ADVISOR ONE | Y | $2,500.00 | $250.00 | $2,000.00 |
| AEW REAL ESTATE CLASS A | 12506N103 | NRFAX | FRONT END | NON-NTF | CDC NVEST | Y | $2,500.00 | $100.00 | $500.00 |
| AEW REAL ESTATE CLASS B | 12506N202 | NRFBX | BACK END | NON-NTF | CDC NVEST | Y | $2,500.00 | $100.00 | $500.00 |
| AEW REAL ESTATE CLASS C | 12506N301 | NRCFX | BACK END | NON-NTF | CDC NVEST | Y | $2,500.00 | $100.00 | $500.00 |
| AFBA 5STAR BALANCED CLASS A | 001043835 | AFSAX | FRONT END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR BALANCED CLASS B | 001043827 | AFSBX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR BALANCED CLASS C | 001043819 | AFSCX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR EQUITY CLASS A | 001043868 | AFEAX | FRONT END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR EQUITY CLASS B | 001043850 | AFEBX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR EQUITY CLASS C | 001043843 | AFECX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR HIGH YIELD CLASS A | 001043801 | AFHAX | FRONT END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR HIGH YIELD CLASS B | 001043884 | AFHBX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR HIGH YIELD CLASS C | 001043876 | AFHCX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR SCIENCE & TECHNOLOGY CLASS A | 001043785 | AFATX | FRONT END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR SCIENCE & TECHNOLOGY CLASS B | 001043777 | AFBTX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR SCIENCE & TECHNOLOGY CLASS C | 001043769 | AFCTX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR SMALL CAP CLASS A | 001043751 | AFCAX | FRONT END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR SMALL CAP CLASS B | 001043744 | AFCBX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR SMALL CAP CLASS C | 001043736 | AFCCX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR USA GLOBAL CLASS A | 001043504 | AFUAX | FRONT END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR USA GLOBAL CLASS B | 001043603 | AFUBX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AFBA 5STAR USA GLOBAL CLASS C | 001043702 | AFUCX | BACK END | NON-NTF | AFBA 5STAR | Y | $500.00 | $100.00 | $250.00 |
| AIM AGGRESSIVE GROWTH CLASS A | 001413707 | AAGFX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM AGGRESSIVE GROWTH CLASS B | 001413764 | AAGBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM AGGRESSIVE GROWTH CLASS C | 001413756 | AAGCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM ASIA PACIFIC GROWTH CLASS A | 008882888 | ASIAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM ASIA PACIFIC GROWTH CLASS B | 008882870 | ASIBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM ASIA PACIFIC GROWTH CLASS C | 008882862 | ASICX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BALANCED CLASS A | 008879744 | AMBLX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BALANCED CLASS B | 008879736 | ABLBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BALANCED CLASS C | 008879694 | ABLCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BASIC BALANCED CLASS A | 008879439 | BBLAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BASIC BALANCED CLASS B | 008879421 | BBLBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BASIC BALANCED CLASS C | 008879413 | BBLCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BASIC VALUE CLASS A | 00141M747 | GTVLX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BASIC VALUE CLASS B | 00141M739 | GTVBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BASIC VALUE CLASS C | 00141M713 | GTVCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BLUE CHIP CLASS A | 001413871 | ABCAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BLUE CHIP CLASS B | 001413855 | ABCBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM BLUE CHIP CLASS C | 001413830 | ABCCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CAPITAL DEVELOPMENT CLASS A | 001413863 | ACDAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CAPITAL DEVELOPMENT CLASS B | 001413848 | ACDBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CAPITAL DEVELOPMENT CLASS C | 001413822 | ACDCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CASH RESERVES (USED FOR CLASS A) | 00142C771 | AIMXX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CHARTER CLASS A | 001413103 | CHTRX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CHARTER CLASS B | 001413806 | BCHTX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CHARTER CLASS C | 001413814 | CHTCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CONSTELLATION CLASS A | 001413202 | CSTGX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CONSTELLATION CLASS B | 001413772 | CSTBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM CONSTELLATION CLASS C | 001413798 | CSTCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM DENT DEMOGRAPHIC TRENDS CLASS A | 001413657 | ADDAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM DENT DEMOGRAPHIC TRENDS CLASS B | 001413665 | ADDBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM DENT DEMOGRAPHIC TRENDS CLASS C | 001413673 | ADDCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM DEVELOPING MARKETS CLASS A | 00141T577 | GTDDX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM DEVELOPING MARKETS CLASS B | 00141T569 | GTDBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM DEVELOPING MARKETS CLASS C | 00141T544 | GTDCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EMERGING GROWTH CLASS A | 001413616 | EMEAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EMERGING GROWTH CLASS B | 001413590 | EMEBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EMERGING GROWTH CLASS C | 001413582 | EMECX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EUROPEAN GROWTH CLASS A | 008882854 | AEDAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EUROPEAN GROWTH CLASS B | 008882847 | AEDBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EUROPEAN GROWTH CLASS C | 008882839 | AEDCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EUROPEAN SMALL COMPANY CLASS A | 008879595 | ESMAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EUROPEAN SMALL COMPANY CLASS B | 008879587 | ESMBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM EUROPEAN SMALL COMPANY CLASS C | 008879579 | ESMCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM FLOATING RATE CLASS B | 00141K105 | XAFRX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM FLOATING RATE CLASS C | 00141K204 | XFRCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL AGGRESSIVE GROWTH CLASS A | 008882201 | AGAAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL AGGRESSIVE GROWTH CLASS B | 008882607 | AGABX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL AGGRESSIVE GROWTH CLASS C | 008882821 | AGACX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL GROWTH CLASS A | 008882300 | AGGAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL GROWTH CLASS B | 008882706 | AGGBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL GROWTH CLASS C | 008882813 | AGGCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL HEALTH CARE CLASS A | 00141T106 | GGHCX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL HEALTH CARE CLASS B | 00141T205 | GTHBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL HEALTH CARE CLASS C | 00141T478 | GTHCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL TRENDS CLASS A | 00141M572 | GTNDX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL TRENDS CLASS B | 00141M564 | GNDBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL TRENDS CLASS C | 00141M556 | GNDCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL VALUE CLASS A | 00141L103 | AWSAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL VALUE CLASS B | 00141L202 | AWSBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM GLOBAL VALUE CLASS C | 00141L301 | AWSCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM HIGH INCOME MUNICIPAL CLASS A | 001419506 | AHMAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM HIGH INCOME MUNICIPAL CLASS B | 001419605 | AHMBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM HIGH INCOME MUNICIPAL CLASS C | 001419704 | AHMCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM HIGH YIELD CLASS A | 00142C706 | AMHYX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM HIGH YIELD CLASS B | 00142C805 | AHYBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM HIGH YIELD CLASS C | 00142C888 | AHYCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INCOME CLASS A | 00142C870 | AMIFX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INCOME CLASS B | 00142C862 | ABIFX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INCOME CLASS C | 00142C854 | ACIFX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERMEDIATE GOV'T CLASS A | 00142C847 | AGOVX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERMEDIATE GOV'T CLASS B | 00142C839 | AGVBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERMEDIATE GOV'T CLASS C | 00142C821 | AGVCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERNATIONAL EMERGING GROWTH CLASS A | 008879561 | IEGAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERNATIONAL EMERGING GROWTH CLASS B | 008879553 | IEGBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERNATIONAL EMERGING GROWTH CLASS C | 008879546 | IEGCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERNATIONAL GROWTH CLASS A | 008882102 | AIIEX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERNATIONAL GROWTH CLASS B | 008882508 | AIEBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM INTERNATIONAL GROWTH CLASS C | 008882789 | AIECX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP BASIC VALUE CLASS A | 001413681 | LCBAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP BASIC VALUE CLASS B | 001413699 | LCBBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP BASIC VALUE CLASS C | 001413715 | LCBCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP CORE EQUITY CLASS A | 001413541 | LCEAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP CORE EQUITY CLASS B | 001413533 | LCEDX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP CORE EQUITY CLASS C | 001413525 | LCEVX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP GROWTH CLASS A | 001413749 | LCGAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP GROWTH CLASS B | 001413731 | LCGBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LARGE CAP GROWTH CLASS C | 001413723 | LCGCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LIBRA CLASS A | 00141T379 | ALAFX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LIBRA CLASS B | 00141T361 | ALBFX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LIBRA CLASS C | 00141T353 | ALCFX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM LIMITED MATURITY TREASURY CLASS A | 00142C300 | SHTIX | FRONT END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM LIMITED MATURITY TREASURY CLASS A3 | 00142C649 | LMTAX | FRONT END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP BASIC VALUE CLASS A | 008879397 | MDCAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP BASIC VALUE CLASS B | 008879389 | MDCBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP BASIC VALUE CLASS C | 008879371 | MDCVX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP CORE EQUITY CLASS A | 00141M812 | GTAGX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP CORE EQUITY CLASS B | 00141M796 | GTABX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP CORE EQUITY CLASS C | 00141M671 | GTACX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP GROWTH CLASS A | 001413624 | AMCAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP GROWTH CLASS B | 001413632 | AMCBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MID CAP GROWTH CLASS C | 001413640 | AMCVX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MONEY MARKET CLASS B | 00142C813 | AISFZ | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MONEY MARKET CLASS C | 00142C789 | AMMCZ | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MUNICIPAL BOND CLASS A | 00142C763 | AMBDX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MUNICIPAL BOND CLASS B | 00142C755 | AMBBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM MUNICIPAL BOND CLASS C | 00142C748 | AMBCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM OPPORTUNITIES I CLASS A | 008883100 | ASCOX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM OPPORTUNITIES I CLASS B | 008883209 | SCPBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM OPPORTUNITIES I CLASS C | 008883308 | SCOCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM OPPORTUNITIES II CLASS A | 008883407 | AMCOX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM OPPORTUNITIES II CLASS B | 008883506 | MCOVX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM OPPORTUNITIES II CLASS C | 008883605 | MCODX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM OPPORTUNITIES III CLASS A | 008883704 | LCPAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM OPPORTUNITIES III CLASS B | 008883803 | LCPBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM OPPORTUNITIES III CLASS C | 008883886 | LCPCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $1,000.00 |
| AIM PREMIER EQUITY CLASS A | 008879306 | AVLFX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM PREMIER EQUITY CLASS B | 008879728 | AVLBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM PREMIER EQUITY CLASS C | 008879629 | AVLCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM REAL ESTATE CLASS A | 00142C565 | IARAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM REAL ESTATE CLASS B | 00142C557 | AARBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM REAL ESTATE CLASS C | 00142C540 | IARCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM SELECT EQUITY CLASS A | 008879207 | AGWFX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM SELECT EQUITY CLASS B | 008879751 | AGWBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM SELECT EQUITY CLASS C | 008879678 | AGWCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM SHORT TERM BOND CLASS C | 00142C672 | STBCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM SMALL CAP EQUITY CLASS A | 008879496 | SMEAX | FRONT END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM SMALL CAP EQUITY CLASS B | 008879488 | SMEBX | BACK END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM SMALL CAP EQUITY CLASS C | 008879470 | SMECX | BACK END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM SMALL CAP GROWTH CLASS A | 00141M770 | GTSAX | FRONT END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM SMALL CAP GROWTH CLASS B | 00141M762 | GTSBX | BACK END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM SMALL CAP GROWTH CLASS C | 00141M655 | GTSDX | BACK END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM TAX EXEMPT CASH (USED FOR CLASS A) | 001419209 | ACSXX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM TAX FREE INTERMEDIATE CLASS A | 001419407 | AITFX | FRONT END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM TAX FREE INTERMEDIATE CLASS A3 | 001419803 | ATFAX | FRONT END | NON-NTF | AIM | N | $1,000.00 | $100.00 | $250.00 |
| AIM TOTAL RETURN BOND CLASS A | 00142C730 | TBRAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM TOTAL RETURN BOND CLASS B | 00142C722 | TBRDX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM TOTAL RETURN BOND CLASS C | 00142C714 | TBRCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM TRIMARK CLASS A | 00141T346 | ATKAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM TRIMARK CLASS B | 00141T338 | ATKBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM TRIMARK CLASS C | 00141T320 | ATKCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM TRIMARK ENDEAVOR CLASS A | 00141T296 | ATDAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM TRIMARK ENDEAVOR CLASS B | 00141T288 | ATDBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM TRIMARK ENDEAVOR CLASS C | 00141T270 | ATDCX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM TRIMARK SMALL COMPANIES CLASS A | 00141T254 | ATIAX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM TRIMARK SMALL COMPANIES CLASS B | 00141T247 | ATIBX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM TRIMARK SMALL COMPANIES CLASS C | 00141T239 | ATICX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $50.00 | $250.00 |
| AIM WEINGARTEN CLASS A | 001413301 | WEINX | FRONT END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM WEINGARTEN CLASS B | 001413889 | BWEIX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| AIM WEINGARTEN CLASS C | 001413780 | CWEIX | BACK END | NON-NTF | AIM | Y | $1,000.00 | $100.00 | $250.00 |
| ALGER BALANCED CLASS A | 015565831 | ALBAX | FRONT END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER BALANCED CLASS B | 015565708 | ALGBX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER BALANCED CLASS C | 015565773 | ALBCX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER CAPITAL APPRECIATION CLASS A | 015565849 | ACAAX | FRONT END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER CAPITAL APPRECIATION CLASS B | 015565880 | ACAPX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER CAPITAL APPRECIATION CLASS C | 015565781 | ALCCX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER HEALTH SCIENCES CLASS A | 015565765 | AHSAX | FRONT END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER HEALTH SCIENCES CLASS B | 015565757 | AHSBX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER HEALTH SCIENCES CLASS C | 015565740 | AHSCX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER LARGE CAP GROWTH CLASS A | 015565856 | ALGAX | FRONT END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER LARGE CAP GROWTH CLASS B | 015565609 | AFGPX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER LARGE CAP GROWTH CLASS C | 015565799 | ALGCX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER MID CAP GROWTH CLASS A | 015565864 | AMGAX | FRONT END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER MID CAP GROWTH CLASS B | 015565807 | AMCGX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER MID CAP GROWTH CLASS C | 015565815 | AMGCX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER SMALL AND MIDCAP GROWTH CLASS A | 015565732 | ALMAX | FRONT END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER SMALL AND MIDCAP GROWTH CLASS B | 015565724 | ALMBX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER SMALL AND MIDCAP GROWTH CLASS C | 015565716 | ALMCX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER SMALL CAPITALIZATION CLASS A | 015565872 | ALSAX | FRONT END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER SMALL CAPITALIZATION CLASS B | 015565500 | ALSCX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALGER SMALL CAPITALIZATION CLASS C | 015565823 | AGSCX | BACK END | NON-NTF | ALGER | Y | $1.00 | $25.00 | $1.00 |
| ALLIANCE BERNSTEIN ALL ASIA INVESTMENT CLASS A | 01852K102 | AALAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN ALL ASIA INVESTMENT CLASS B | 01852K201 | AAABX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN ALL ASIA INVESTMENT CLASS C | 01852K300 | AAACX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN AMERICAS GOVERNMENT INCOME TRUST CLASS A | 01853W105 | ANAGX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN AMERICAS GOVERNMENT INCOME TRUST CLASS B | 01853W204 | ANABX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN AMERICAS GOVERNMENT INCOME TRUST CLASS C | 01853W303 | ANACX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN BALANCED SHARES CLASS A | 018525105 | CABNX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN BALANCED SHARES CLASS B | 018525204 | CABBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN BALANCED SHARES CLASS C | 018525402 | CBACX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN BALANCED WEALTH STRATEGY CLASS A | 01877F658 | ABWAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN BALANCED WEALTH STRATEGY CLASS B | 01877F641 | ABWBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN BALANCED WEALTH STRATEGY CLASS C | 01877F633 | ABWCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN BLENDED STYLE US LARGE CAP CLASS A | 01879T102 | ABBAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN BLENDED STYLE US LARGE CAP CLASS B | 01879T201 | ABBBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN BLENDED STYLE US LARGE CAP CLASS C | 01879T300 | ABBCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN BOND FUND US GOVERNMENT CLASS A | 018528406 | ABUSX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN BOND FUND US GOVERNMENT CLASS B | 018528604 | ABUBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN BOND FUND US GOVERNMENT CLASS C | 018528869 | ABUCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN CORPORATE BOND CLASS A | 018528802 | CBFAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN CORPORATE BOND CLASS B | 018528885 | CBFBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN CORPORATE BOND CLASS C | 018528877 | CBFCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN DISCIPLINED VALUE CLASS A | 01879K101 | ADGAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN DISCIPLINED VALUE CLASS B | 01879K200 | ADGBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN DISCIPLINED VALUE CLASS C | 01879K309 | ADGCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN EMERGING MARKET DEBT CLASS A | 01859M101 | AGDAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN EMERGING MARKET DEBT CLASS B | 01859M200 | AGDBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN EMERGING MARKET DEBT CLASS C | 01859M309 | AGDCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN EXCHANGE RESERVE CLASS A | 01879M107 | AEAXX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN EXCHANGE RESERVE CLASS B | 01879M206 | AEBXX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | N | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN EXCHANGE RESERVE CLASS C | 01879M305 | AECXX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL SMALL CAP CLASS A | 01859T106 | GSCAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL SMALL CAP CLASS B | 01859T205 | AGCBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL SMALL CAP CLASS C | 01859T403 | GSCCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL STRATEGIC CLASS A | 01859N109 | AGSAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL STRATEGIC CLASS B | 01859N208 | AGSBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL STRATEGIC CLASS C | 01859N307 | AGCCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL VALUE CLASS A | 018912105 | ABGAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL VALUE CLASS B | 018912204 | ABBGX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GLOBAL VALUE CLASS C | 018912303 | ABCGX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GREATER CHINA '97 CLASS A | 018905109 | GCHAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GREATER CHINA '97 CLASS B | 018905208 | GCHBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GREATER CHINA '97 CLASS C | 018905307 | GCHCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GROWTH & INCOME CLASS A | 018597104 | CABDX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GROWTH & INCOME CLASS B | 018597203 | CBBDX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GROWTH & INCOME CLASS C | 018597401 | CBBCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GROWTH CLASS A | 01877F401 | AGRFX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GROWTH CLASS B | 01877F500 | AGBBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN GROWTH CLASS C | 01877F609 | AGRCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN HEALTH CARE CLASS A | 01860D108 | AHLAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN HEALTH CARE CLASS B | 01860D207 | AHLBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN HEALTH CARE CLASS C | 01860D306 | AHLCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN HIGH YIELD CLASS A | 01860E106 | AHYAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN HIGH YIELD CLASS B | 01860E205 | AHHBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN HIGH YIELD CLASS C | 01860E304 | AHHCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE CALIFORNIA MUNICIPAL CLASS A | 085568814 | AICAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE CALIFORNIA MUNICIPAL CLASS B | 085568798 | ACLBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE CALIFORNIA MUNICIPAL CLASS C | 085568790 | ACMCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE DIVERSIFIED MUNICIPAL CLASS A | 085568772 | AIDAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE DIVERSIFIED MUNICIPAL CLASS B | 085568764 | AIDBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE DIVERSIFIED MUNICIPAL CLASS C | 085568756 | AIMCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE NEW YORK MUNICIPAL CLASS A | 085568848 | ANIAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE NEW YORK MUNICIPAL CLASS B | 085568830 | ANYBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN INTERMEDIATE NEW YORK MUNICIPAL CLASS C | 085568822 | ANMCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $1,000.00 | $50.00 | $1,000.00 |
| ALLIANCE BERNSTEIN INTERNATIONAL PREMIER GROWTH CLASS A | 018620104 | AIPAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERNATIONAL PREMIER GROWTH CLASS B | 018620203 | AIPBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERNATIONAL PREMIER GROWTH CLASS C | 018620302 | AIPCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERNATIONAL VALUE CLASS A | 018913103 | ABIAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERNATIONAL VALUE CLASS B | 018913202 | ABIBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN INTERNATIONAL VALUE CLASS C | 018913301 | ABICX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MID CAP GROWTH CLASS A | 018636100 | CHCLX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MID CAP GROWTH CLASS B | 018636209 | CHCBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MID CAP GROWTH CLASS C | 018636308 | CHCCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MULTI MARKET STRATEGY TRUST CLASS A | 01864D104 | AMMSX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MULTI MARKET STRATEGY TRUST CLASS B | 01864D203 | AMMBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MULTI MARKET STRATEGY TRUST CLASS C | 01864D401 | AMMCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME CALIFORNIA CLASS A | 018642306 | ALCAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME CALIFORNIA CLASS B | 018642801 | ALCBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME CALIFORNIA CLASS C | 018642850 | ACACX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II ARIZONA CLASS A | 01864E797 | AAZAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II ARIZONA CLASS B | 01864E789 | AAZBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II ARIZONA CLASS C | 01864E771 | AAZCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II FLORDIA CLASS A | 01864E102 | AFLAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II FLORDIA CLASS B | 01864E201 | AFLBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II FLORDIA CLASS C | 01864E300 | AFLCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MASSACHUSETTS CLASS A | 01864E763 | AMAAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MASSACHUSETTS CLASS B | 01864E755 | AMABX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MASSACHUSETTS CLASS C | 01864E748 | AMACX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MICHIGAN CLASS A | 01864E730 | AMIAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MICHIGAN CLASS B | 01864E722 | AMIBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MICHIGAN CLASS C | 01864E714 | AMICX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MINNESOTA CLASS A | 01864E409 | AMNAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MINNESOTA CLASS B | 01864E508 | AMNBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II MINNESOTA CLASS C | 01864E607 | AMNCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II NEW JERSEY CLASS A | 01864E805 | ANJAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II NEW JERSEY CLASS B | 01864E888 | ANJBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II NEW JERSEY CLASS C | 01864E870 | ANJCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II OHIO CLASS A | 01864E862 | AOHAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II OHIO CLASS B | 01864E854 | AOHBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II OHIO CLASS C | 01864E847 | AOHCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II PENNSYLVANIA CLASS A | 01864E839 | APAAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II PENNSYLVANIA CLASS B | 01864E821 | APABX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II PENNSYLVANIA CLASS C | 01864E813 | APACX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II VIRGINIA CLASS A | 01864E706 | AVAAX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II VIRGINIA CLASS B | 01864E698 | AVABX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME II VIRGINIA CLASS C | 01864E680 | AVACX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME INSURED CALIFORNIA CLASS A | 018642504 | BUICX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME INSURED CALIFORNIA CLASS B | 018642884 | BUIBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME INSURED CALIFORNIA CLASS C | 018642843 | BUCCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME INSURED NATIONAL CLASS A | 018642405 | CABTX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME INSURED NATIONAL CLASS B | 018642603 | CBBBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME INSURED NATIONAL CLASS C | 018642827 | CACCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME NATIONAL CLASS A | 018642108 | ALTHX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME NATIONAL CLASS B | 018642702 | ALTBX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME NATIONAL CLASS C | 018642835 | ALNCX | BACK END | NON-NTF | ALLIANCE BERNSTEIN | Y | $250.00 | $50.00 | $250.00 |
| ALLIANCE BERNSTEIN MUNICIPAL INCOME NEW YORK CLASS A | 018642207 | ALNYX | FRONT END | NON-NTF | ALLIANCE BERNSTEIN |
