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Asset
Protection |
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Through
our clearing firm (Ridge Clearing, a division of Broadridge Financial Solutions, Inc.)
your account is protected up to the total net equity in the
account. This protection consists of $500,000 of basic SIPC*
coverage (including $100,000 for cash holdings) and secondary
excess SIPC coverage of unlimited net equity which is provided
by the Travelers Casualty and Surety Company.
The
following types of securities are protected by SIPC and Excess
SIPC coverage:
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- Notes,
stocks, bonds, and certificates of deposit (CDs)
- Money
market funds organized as mutual funds
- Publicly
registered investment contracts or certificates of participation
or interest in profit sharing agreements or oil, gas, or
mineral royalties/leases
- Warrants
or rights to purchase, sell, or subscribe to the aforementioned
securities
- Cash
balances (up to $100,000) maintained in an account for the
purpose of purchasing securities
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SIPC
and Excess SIPC coverage does not apply to unregistered investment
contracts or any interest in gold, silver, or other commodities,
commodity contracts, or commodity options.
Account
protection does not include losses from the rise or fall in
the market value of a client's investments.
*The
Securities Investor Protection Corporation (SIPC) is a non-profit
organization established by Congress to insure client accounts
against the failure of member brokerage firms.
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Broker
WebStation is a Service of WallStreet*E, a member of: National
Association of Securities Dealers (FINRA), S.I.P.C. Securities
Industry Asscociation (S.I.A.)
Copyright © 2007
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Technology
